PCM

Prelude Capital Management Portfolio holdings

AUM $1.02B
1-Year Return 30.93%
This Quarter Return
+5.08%
1 Year Return
+30.93%
3 Year Return
+112.01%
5 Year Return
+170.21%
10 Year Return
+650.33%
AUM
$1.44B
AUM Growth
+$196M
Cap. Flow
+$109M
Cap. Flow %
7.57%
Top 10 Hldgs %
14.84%
Holding
1,539
New
590
Increased
248
Reduced
193
Closed
266

Top Buys

1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$37M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$36.6M
3
GRBK icon
Green Brick Partners
GRBK
+$19.3M
4
HMSY
HMS Holdings Corp.
HMSY
+$11M
5
PRSP
Perspecta Inc. Common Stock
PRSP
+$9.92M

Top Sells

1
AMZN icon
Amazon
AMZN
+$207M
2
TSLA icon
Tesla
TSLA
+$45.8M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$34.3M
4
NFLX icon
Netflix
NFLX
+$13.8M
5
CHNG
Change Healthcare Inc. Common Stock
CHNG
+$13M

Sector Composition

1 Technology 17.88%
2 Financials 14.33%
3 Industrials 13.17%
4 Consumer Discretionary 12.14%
5 Healthcare 7.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DLA
1051
DELISTED
Delta Apparel Inc.
DLA
– –
-14,743
Closed -$296K
MODN
1052
DELISTED
MODEL N, INC.
MODN
– –
-9,330
Closed -$333K
SP
1053
DELISTED
SP Plus Corporation
SP
– –
-9,681
Closed -$279K
PXD
1054
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-3,294
Closed -$375K
CONXU
1055
DELISTED
CONX Corp. Unit
CONXU
– –
-71,348
Closed -$746K
MDC
1056
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
0
– –
CBD
1057
DELISTED
Companhia Brasileira de Distribuicao
CBD
– –
-18,000
Closed -$258K
SOLO
1058
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
– –
0
– –
AYX
1059
DELISTED
Alteryx, Inc.
AYX
– –
-2,577
Closed -$314K
SPLK
1060
DELISTED
Splunk Inc
SPLK
– –
-3,457
Closed -$587K
ALTUU
1061
DELISTED
Altitude Acquisition Corp. Unit
ALTUU
– –
-12,500
Closed -$129K
NRACW
1062
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$0 ﹤0.01%
+67,000
New –
CZOO
1063
DELISTED
Cazoo Group Ltd
CZOO
– –
0
– –
ICPT
1064
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-13,830
Closed -$342K
KLR
1065
DELISTED
Kaleyra, Inc.
KLR
– –
-5,695
Closed -$197K
LOV
1066
DELISTED
Spark Networks SE American Depositary Shares
LOV
– –
-31,477
Closed -$167K
IDEX
1067
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
0
– –
ACGN
1068
DELISTED
Aceragen, Inc. Common Stock
ACGN
– –
0
– –
ARBGU
1069
DELISTED
Aequi Acquisition Corp. Unit
ARBGU
– –
-20,040
Closed -$202K
UNVR
1070
DELISTED
Univar Solutions Inc.
UNVR
– –
-34,051
Closed -$647K
DCP
1071
DELISTED
DCP Midstream, LP
DCP
– –
0
– –
CS
1072
DELISTED
Credit Suisse Group
CS
– –
0
– –
RIDE
1073
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-881
Closed -$265K
AIMC
1074
DELISTED
Altra Industrial Motion Corp.
AIMC
– –
0
– –
SRNE
1075
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
0
– –
41 42
43
44 45