Prelude Capital Management’s ProShares UltraPro Short S&P 500 SPXU Stock Holding History

Prelude Capital Management’s Portfolio SPXU Stock Details SPXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-59	Closed	-$687K	–	1729
2016 Q1	$687K	Sell	59 -58	-50%	-$817K	0.1%	239
2015 Q4	$1.49M	Sell	117 -119	-50%	-$1.53M	0.23%	104
2015 Q3	$3.81M	Buy	236 +226	+2,260%	+$3.26M	0.55%	33
2015 Q2	$141K	Buy	+10	New	+$135K	0.02%	776

Other funds holding SPXU

Emancipation Management New York $22.4M AUM 18.33% 1-Year Est. Return

LCM

Leonard Capital Management Vero Beach, Florida $5.25M AUM

TAM

Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return

MWP

MYCIO Wealth Partners Philadelphia, Pennsylvania $502M AUM 11.65% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

Kingfisher Capital Charlotte, North Carolina $437M AUM 41.72% 1-Year Est. Return

WAM

Wellesley Asset Management Portsmouth, New Hampshire $953M AUM 0% 1-Year Est. Return

Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return

EDRH

Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return

EDRS

Edmond de Rothschild (Suisse) Geneva, Switzerland $325M AUM 9.15% 1-Year Est. Return

Prelude Capital Management's SPXU Position: Q3 2013 in Review

Prelude Capital Management sold out of ProShares UltraPro Short S&P 500 (SPXU) in Q3 2013, closing a stake of 4 shares — an estimated $173K sold.

Prelude Capital Management first reported a position in SPXU in Q2 2013 and held it in 1 quarter. The position peaked at $173K in Q2 2013. 26 funds tracked by Wall St. Rank hold SPXU as of Q3 2013.

Prelude Capital Management reported no remaining ProShares UltraPro Short S&P 500 position as of Q3 2013 after selling out during the quarter.
Prelude Capital Management sold 4 ProShares UltraPro Short S&P 500 shares in Q3 2013, an estimated $173K.
Prelude Capital Management first reported a position in ProShares UltraPro Short S&P 500 in Q2 2013 and held it in 1 quarter.
Prelude Capital Management's ProShares UltraPro Short S&P 500 position peaked at $173K in Q2 2013.
26 funds tracked by Wall St. Rank held ProShares UltraPro Short S&P 500 as of Q3 2013.

Based on Prelude Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.