Prelude Capital Management’s ProShares UltraPro Short S&P 500 SPXU Stock Holding History

Prelude Capital Management’s Portfolio SPXU Stock Details SPXU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-70	Closed	-$1.13M	–	1669
2015 Q3	$1.13M	Buy	70 +7	+11%	+$101K	0.16%	148
2015 Q2	$881K	Sell	63 -55	-47%	-$744K	0.12%	196
2015 Q1	$1.69M	Sell	118 -67	-36%	-$991K	0.23%	106
2014 Q4	$2.81M	Buy	+185	New	+$3.12M	0.41%	38
2014 Q3	–	Sell	-120	Closed	-$2.28M	–	2102
2014 Q2	$2.28M	Buy	120 +57	+90%	+$1.21M	0.3%	55
2014 Q1	$1.4M	Buy	+63	New	+$1.53M	0.19%	114

Other funds holding SPXU

Emancipation Management New York $22.4M AUM 18.33% 1-Year Est. Return

LCM

Leonard Capital Management Vero Beach, Florida $5.25M AUM

TAM

Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return

MWP

MYCIO Wealth Partners Philadelphia, Pennsylvania $502M AUM 11.65% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

Kingfisher Capital Charlotte, North Carolina $437M AUM 41.72% 1-Year Est. Return

WAM

Wellesley Asset Management Portsmouth, New Hampshire $953M AUM 0% 1-Year Est. Return

Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return

EDRH

Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return

EDRS

Edmond de Rothschild (Suisse) Geneva, Switzerland $325M AUM 9.15% 1-Year Est. Return

Prelude Capital Management's SPXU Position: Q3 2013 in Review

Prelude Capital Management sold out of ProShares UltraPro Short S&P 500 (SPXU) in Q3 2013, closing a stake of 4 shares — an estimated $173K sold.

Prelude Capital Management first reported a position in SPXU in Q2 2013 and held it in 1 quarter. The position peaked at $173K in Q2 2013. 26 funds tracked by Wall St. Rank hold SPXU as of Q3 2013.

Prelude Capital Management reported no remaining ProShares UltraPro Short S&P 500 position as of Q3 2013 after selling out during the quarter.
Prelude Capital Management sold 4 ProShares UltraPro Short S&P 500 shares in Q3 2013, an estimated $173K.
Prelude Capital Management first reported a position in ProShares UltraPro Short S&P 500 in Q2 2013 and held it in 1 quarter.
Prelude Capital Management's ProShares UltraPro Short S&P 500 position peaked at $173K in Q2 2013.
26 funds tracked by Wall St. Rank held ProShares UltraPro Short S&P 500 as of Q3 2013.

Based on Prelude Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.