Polar Asset Management Partners’s Novartis NVS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-184,140	Closed	-$12M	–	260
2016 Q4	$12M	Buy	184,140 +38,502	+26%	+$2.51M	0.33%	62
2016 Q3	$10.3M	Buy	+145,638	New	+$10.3M	0.32%	74