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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-14.92%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$3.87B
AUM Growth
-$946M
Cap. Flow
-$162M
Cap. Flow %
-4.17%
Top 10 Hldgs %
15.32%
Holding
746
New
42
Increased
188
Reduced
415
Closed
62

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$7.2M
2
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$5.75M
3
NXPI icon
NXP Semiconductors
NXPI
+$5.02M
4
COP icon
ConocoPhillips
COP
+$4.65M
5
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$4.63M

Top Sells

Rank Stock Value
1
IDTI
Integrated Device Technology I
IDTI
+$14.2M
2
WWE
World Wrestling Entertainment
WWE
+$11.2M
3
HP icon
Helmerich & Payne
HP
+$6.77M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$5.7M
5
SLB icon
SLB Ltd
SLB
+$5.37M

Sector Composition

Rank Sector Weight
1 Technology 19.09%
2 Healthcare 14.45%
3 Communication Services 12.04%
4 Industrials 11.04%
5 Financials 8.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
201
iShares MSCI EAFE ETF
EFA
$76.4B
$4.43M 0.11%
75,428
+6,442
+9% +$402K
IMGN
202
DELISTED
Immunogen Inc
IMGN
$4.36M 0.11%
908,776
-33,404
-4% -$203K
DVN icon
203
Devon Energy
DVN
$51.3B
$4.31M 0.11%
191,189
-56,640
-23% -$1.74M
MU icon
204
Micron Technology
MU
$835B
$4.29M 0.11%
135,370
-11,147
-8% -$423K
VO icon
205
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$4.28M 0.11%
123,788
-11,404
-8% -$428K
EPD icon
206
Enterprise Products Partners
EPD
$83.7B
$4.24M 0.11%
172,288
+5,092
+3% +$136K
HAS icon
207
Hasbro
HAS
$13.5B
$4.2M 0.11%
51,651
-1,774
-3% -$165K
MDT icon
208
Medtronic
MDT
$112B
$4.17M 0.11%
45,895
-5,588
-11% -$522K
LHX icon
209
L3Harris
LHX
$55.4B
$4.14M 0.11%
30,734
+19
+0.1% +$2.87K
USMV icon
210
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$4.01M 0.1%
76,483
-1,835
-2% -$101K
PRU icon
211
Prudential Financial
PRU
$42.6B
$3.98M 0.1%
48,818
-583
-1% -$53.7K
SHPG
212
DELISTED
Shire pic
SHPG
$3.98M 0.1%
22,876
-2,190
-9% -$383K
APC
213
DELISTED
Anadarko Petroleum
APC
$3.98M 0.1%
90,680
+4,485
+5% +$253K
TMUS icon
214
T-Mobile US
TMUS
$195B
$3.97M 0.1%
62,467
-17,492
-22% -$1.17M
XLY icon
215
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$3.92M 0.1%
79,154
+9,618
+14% +$508K
PRF icon
216
Invesco FTSE RAFI US 1000 ETF
PRF
$9.72B
$3.91M 0.1%
192,495
-12,160
-6% -$270K
BIIB icon
217
Biogen
BIIB
$30.9B
$3.9M 0.1%
12,958
-1,006
-7% -$321K
ABT icon
218
Abbott
ABT
$187B
$3.85M 0.1%
53,182
-806
-1% -$56.6K
LNG icon
219
Cheniere Energy
LNG
$54.2B
$3.81M 0.1%
64,425
-2,015
-3% -$124K
MINT icon
220
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$3.78M 0.1%
37,480
+5,006
+15% +$507K
RIO icon
221
Rio Tinto
RIO
$152B
$3.78M 0.1%
78,043
-1,340
-2% -$65.4K
MO icon
222
Altria Group
MO
$125B
$3.78M 0.1%
76,533
-3,424
-4% -$198K
FLRN icon
223
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$3.78M 0.1%
124,335
+13,001
+12% +$398K
CYTK icon
224
Cytokinetics
CYTK
$10.6B
$3.75M 0.1%
592,778
-56,513
-9% -$415K
WFC icon
225
Wells Fargo
WFC
$254B
$3.73M 0.1%
81,030
+1,056
+1% +$54.1K
7 8
9
10 11

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IMCOOI
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PGFC
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WRCM
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WF
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SIAU
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BFM
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SF
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Pinnacle Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Pinnacle Associates held 746 positions worth $3.87B, down 20% from $4.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Pinnacle Associates withdrew a net $162M in Q4 2018, closing 62 positions and reducing 415 holdings. Its most notable exit was MSG Networks Inc., an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in First Trust Emerging Markets AlphaDEX Fund worth $5.6M.

  • Pinnacle Associates's largest Q4 2018 buy was First Trust Emerging Markets AlphaDEX Fund: 245,095 shares worth $5.6M.
  • Pinnacle Associates added most to iShares Russell 2000 Growth ETF in Q4 2018, an estimated $7.2M increase.
  • Pinnacle Associates's biggest Q4 2018 reduction was Integrated Device Technology I, cutting an estimated $14.2M.
  • Pinnacle Associates fully exited MSG Networks Inc. in Q4 2018, selling an estimated $4.6M.
  • Pinnacle Associates's ten largest holdings make up 15% of its $3.87B portfolio in Q4 2018.
  • Pinnacle Associates opened 42 new positions and closed 62 in Q4 2018.
  • Pinnacle Associates's portfolio value fell 20% quarter-over-quarter to $3.87B.

Based on Pinnacle Associates's 13F filing for Q4 2018, filed 5 Feb 2019.