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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-14.92%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$3.87B
AUM Growth
-$946M
Cap. Flow
-$162M
Cap. Flow %
-4.17%
Top 10 Hldgs %
15.32%
Holding
746
New
42
Increased
188
Reduced
415
Closed
62

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$7.2M
2
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$5.75M
3
NXPI icon
NXP Semiconductors
NXPI
+$5.02M
4
COP icon
ConocoPhillips
COP
+$4.65M
5
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$4.63M

Top Sells

Rank Stock Value
1
IDTI
Integrated Device Technology I
IDTI
+$14.2M
2
WWE
World Wrestling Entertainment
WWE
+$11.2M
3
HP icon
Helmerich & Payne
HP
+$6.77M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$5.7M
5
SLB icon
SLB Ltd
SLB
+$5.37M

Sector Composition

Rank Sector Weight
1 Technology 19.09%
2 Healthcare 14.45%
3 Communication Services 12.04%
4 Industrials 11.04%
5 Financials 8.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLX icon
176
Clorox
CLX
$12B
$5.37M 0.14%
34,843
-785
-2% -$122K
GS icon
177
Goldman Sachs
GS
$289B
$5.37M 0.14%
32,142
-2,538
-7% -$512K
MEOH icon
178
Methanex
MEOH
$4.23B
$5.36M 0.14%
111,271
-14,989
-12% -$936K
SLB icon
179
SLB Ltd
SLB
$72.7B
$5.27M 0.14%
146,099
-108,796
-43% -$5.37M
DFS
180
DELISTED
Discover Financial Services
DFS
$5.27M 0.14%
89,283
-721
-0.8% -$49.8K
LYB icon
181
LyondellBasell Industries
LYB
$19.5B
$5.15M 0.13%
61,914
-8,486
-12% -$776K
CB icon
182
Chubb
CB
$140B
$5.13M 0.13%
39,739
+1,474
+4% +$190K
VLO icon
183
Valero Energy
VLO
$89.5B
$5.09M 0.13%
67,863
+13,737
+25% +$1.21M
AMAT icon
184
Applied Materials
AMAT
$347B
$5.08M 0.13%
155,059
-48,996
-24% -$1.68M
KO icon
185
Coca-Cola
KO
$383B
$5.08M 0.13%
107,179
-49
-0% -$2.35K
FDX icon
186
FedEx
FDX
$73B
$5.05M 0.13%
31,287
+10,081
+48% +$2.13M
VFVA icon
187
Vanguard US Value Factor ETF
VFVA
$905M
$4.86M 0.13%
76,043
-52,706
-41% -$3.83M
MGM icon
188
MGM Resorts International
MGM
$11.7B
$4.85M 0.13%
199,895
-21,882
-10% -$571K
CL icon
189
Colgate-Palmolive
CL
$74.8B
$4.74M 0.12%
79,580
-425
-0.5% -$26.6K
PFG icon
190
Principal Financial Group
PFG
$24.3B
$4.72M 0.12%
106,917
-43,286
-29% -$2.13M
JWN
191
DELISTED
Nordstrom
JWN
$4.71M 0.12%
101,009
+1,571
+2% +$88.6K
ELV icon
192
Elevance Health
ELV
$81.5B
$4.69M 0.12%
17,855
-539
-3% -$148K
LGF.B
193
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$4.63M 0.12%
311,043
-34,646
-10% -$625K
MNA icon
194
IQ ARB Merger Arbitrage ETF
MNA
$251M
$4.62M 0.12%
+145,775
New +$4.63M
RDS.A
195
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$4.62M 0.12%
79,281
+595
+0.8% +$36.9K
VTR icon
196
Ventas
VTR
$47.5B
$4.59M 0.12%
78,270
-522
-0.7% -$30.8K
PM icon
197
Philip Morris
PM
$309B
$4.51M 0.12%
67,605
-3,354
-5% -$280K
SASR
198
DELISTED
Sandy Spring Bancorp Inc
SASR
$4.45M 0.12%
142,105
-15,750
-10% -$556K
CRM icon
199
Salesforce
CRM
$154B
$4.45M 0.11%
32,495
+1,350
+4% +$186K
ES icon
200
Eversource Energy
ES
$28.1B
$4.44M 0.11%
68,329
-4,424
-6% -$288K
6 7
8
9 10

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EHC
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IMCOOI
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PGFC
Peapack-Gladstone Financial Corp Bedminster, New Jersey $7.82B AUM 21.06% 1-Year Est. Return
WRCM
Whale Rock Capital Management Boston, Massachusetts $7.74B AUM 180.85% 1-Year Est. Return
WF
Welch & Forbes Boston, Massachusetts $7.73B AUM 14.94% 1-Year Est. Return
SIAU
SB Investment Advisers (UK) London, United Kingdom $7.73B AUM 2.35% 1-Year Est. Return
BFM
Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return
SF
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Pinnacle Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Pinnacle Associates held 746 positions worth $3.87B, down 20% from $4.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Pinnacle Associates withdrew a net $162M in Q4 2018, closing 62 positions and reducing 415 holdings. Its most notable exit was MSG Networks Inc., an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in First Trust Emerging Markets AlphaDEX Fund worth $5.6M.

  • Pinnacle Associates's largest Q4 2018 buy was First Trust Emerging Markets AlphaDEX Fund: 245,095 shares worth $5.6M.
  • Pinnacle Associates added most to iShares Russell 2000 Growth ETF in Q4 2018, an estimated $7.2M increase.
  • Pinnacle Associates's biggest Q4 2018 reduction was Integrated Device Technology I, cutting an estimated $14.2M.
  • Pinnacle Associates fully exited MSG Networks Inc. in Q4 2018, selling an estimated $4.6M.
  • Pinnacle Associates's ten largest holdings make up 15% of its $3.87B portfolio in Q4 2018.
  • Pinnacle Associates opened 42 new positions and closed 62 in Q4 2018.
  • Pinnacle Associates's portfolio value fell 20% quarter-over-quarter to $3.87B.

Based on Pinnacle Associates's 13F filing for Q4 2018, filed 5 Feb 2019.