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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+0.19%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$5.1B
AUM Growth
-$102M
Cap. Flow
-$32.6M
Cap. Flow %
-0.64%
Top 10 Hldgs %
18.28%
Holding
726
New
46
Increased
201
Reduced
386
Closed
48

Top Buys

Rank Stock Value
1
AEIS icon
Advanced Energy
AEIS
+$24.8M
2
PRKS icon
United Parks & Resorts
PRKS
+$17.5M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.5M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$13.5M
5
UCTT
Ultra Clean Holdings
UCTT
+$12.1M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$9.14M
2
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$8.51M
3
LRCX icon
Lam Research
LRCX
+$5.91M
4
RCL icon
Royal Caribbean
RCL
+$5.83M
5
MSCC
Microsemi Corp
MSCC
+$5.37M

Sector Composition

Rank Sector Weight
1 Technology 21.16%
2 Healthcare 14%
3 Communication Services 13.38%
4 Industrials 10.33%
5 Financials 9.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
126
Oracle
ORCL
$367B
$10.9M 0.21%
238,130
+18,906
+9% +$940K
GS icon
127
Goldman Sachs
GS
$302B
$10.8M 0.21%
42,709
+6,785
+19% +$1.77M
AABA
128
DELISTED
Altaba Inc
AABA
$10.7M 0.21%
143,930
-5,205
-3% -$392K
TWX
129
DELISTED
Time Warner Inc
TWX
$10.5M 0.21%
111,021
+7,263
+7% +$684K
AXP icon
130
American Express
AXP
$228B
$10.5M 0.21%
112,169
-20,556
-15% -$1.99M
QQQ icon
131
Invesco QQQ Trust
QQQ
$450B
$10.5M 0.21%
65,334
+44,202
+209% +$7.3M
VCSH icon
132
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$10.4M 0.2%
132,953
-7,844
-6% -$617K
NEE icon
133
NextEra Energy
NEE
$183B
$10.4M 0.2%
254,516
-17,236
-6% -$665K
VV icon
134
Vanguard Morningstar Large-Cap ETF
VV
$52.1B
$10.1M 0.2%
83,174
-3,088
-4% -$388K
MDLZ icon
135
Mondelez International
MDLZ
$80.5B
$10M 0.2%
240,791
-3,122
-1% -$136K
CAT icon
136
Caterpillar
CAT
$373B
$9.76M 0.19%
66,231
+11,267
+20% +$1.78M
GOOGL icon
137
Alphabet (Google) Class A
GOOGL
$4.08T
$9.74M 0.19%
187,880
+22,280
+13% +$1.24M
AMAT icon
138
Applied Materials
AMAT
$398B
$9.66M 0.19%
173,773
+135,585
+355% +$7.55M
BNY
139
Bank of New York Mellon
BNY
$106B
$9.35M 0.18%
181,526
+9,112
+5% +$507K
BND icon
140
Vanguard Total Bond Market
BND
$158B
$9.33M 0.18%
116,779
-3,744
-3% -$300K
MGM icon
141
MGM Resorts International
MGM
$11.7B
$9.33M 0.18%
266,365
-8,013
-3% -$281K
PFG icon
142
Principal Financial Group
PFG
$24.5B
$9.12M 0.18%
149,794
-2,840
-2% -$187K
MSGN
143
DELISTED
MSG Networks Inc.
MSGN
$8.96M 0.18%
396,470
-17,035
-4% -$402K
CVX icon
144
Chevron
CVX
$383B
$8.92M 0.17%
78,200
-4,331
-5% -$518K
VOD icon
145
Vodafone
VOD
$37.2B
$8.91M 0.17%
320,342
-26,749
-8% -$797K
UNP icon
146
Union Pacific
UNP
$172B
$8.9M 0.17%
66,185
-1,082
-2% -$146K
CNI icon
147
Canadian National Railway
CNI
$76.9B
$8.85M 0.17%
121,069
-4,949
-4% -$382K
LSXMA
148
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$8.84M 0.17%
297,843
-715
-0.2% -$21.7K
COP icon
149
ConocoPhillips
COP
$145B
$8.84M 0.17%
149,142
-3,449
-2% -$195K
PEP icon
150
PepsiCo
PEP
$191B
$8.81M 0.17%
80,716
-9,918
-11% -$1.13M
4 5
6
7 8

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Pinnacle Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Pinnacle Associates held 726 positions worth $5.1B, down 2% from $5.2B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates's Q1 2018 filing shows 46 new, 201 increased, 386 reduced and 48 closed positions. Its largest new stake was Advanced Energy: 358,420 shares worth $22.9M. The largest sale was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $9.14M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 21% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q1 2018 buy was Advanced Energy: 358,420 shares worth $22.9M.
  • Pinnacle Associates added most to United Parks & Resorts in Q1 2018, an estimated $17.5M increase.
  • Pinnacle Associates's biggest Q1 2018 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $9.14M.
  • Pinnacle Associates fully exited Broadcom in Q1 2018, selling an estimated $3.24M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.1B portfolio in Q1 2018.
  • Pinnacle Associates opened 46 new positions and closed 48 in Q1 2018.
  • Pinnacle Associates's portfolio value fell 2% quarter-over-quarter to $5.1B.

Based on Pinnacle Associates's 13F filing for Q1 2018, filed 11 May 2018.