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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
101
Caterpillar
CAT
$361B
$12.5M 0.27%
84,631
-1,729
-2% -$241K
AMAT icon
102
Applied Materials
AMAT
$347B
$12.4M 0.27%
203,833
-1,401
-0.7% -$78.7K
PTLA
103
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$12.4M 0.27%
517,944
-36,535
-7% -$1.01M
PEP icon
104
PepsiCo
PEP
$196B
$12.3M 0.27%
89,704
+5,259
+6% +$716K
SRPT icon
105
Sarepta Therapeutics
SRPT
$1.64B
$12.2M 0.27%
94,771
-9,005
-9% -$909K
AVGO icon
106
Broadcom
AVGO
$1.76T
$12M 0.26%
378,740
+24,400
+7% +$741K
TMO icon
107
Thermo Fisher Scientific
TMO
$214B
$11.6M 0.25%
35,805
-749
-2% -$227K
PNC icon
108
PNC Financial Services
PNC
$99.1B
$11.6M 0.25%
72,643
-6,855
-9% -$1.03M
AERI
109
DELISTED
Aerie Pharmaceuticals
AERI
$11.4M 0.25%
470,625
+15,875
+3% +$329K
BRK.B icon
110
Berkshire Hathaway Class B
BRK.B
$1.1T
$11.3M 0.25%
49,972
+6,206
+14% +$1.35M
SSP icon
111
E.W. Scripps
SSP
$270M
$11.3M 0.25%
716,269
-54,806
-7% -$782K
CNI icon
112
Canadian National Railway
CNI
$78.5B
$11.2M 0.25%
124,077
+2,648
+2% +$238K
LYB icon
113
LyondellBasell Industries
LYB
$19.5B
$11.2M 0.25%
118,764
+28,544
+32% +$2.62M
VCSH icon
114
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$11.2M 0.24%
138,034
+6,275
+5% +$508K
MU icon
115
Micron Technology
MU
$835B
$11.1M 0.24%
207,170
-16,034
-7% -$766K
IBM icon
116
IBM
IBM
$213B
$10.8M 0.24%
84,546
-1,155
-1% -$150K
VNQ icon
117
Vanguard Real Estate ETF
VNQ
$39.9B
$10.7M 0.23%
114,920
+2,689
+2% +$249K
CME icon
118
CME Group
CME
$95.4B
$10.6M 0.23%
52,815
-605
-1% -$124K
MS icon
119
Morgan Stanley
MS
$319B
$10.5M 0.23%
205,345
+3,256
+2% +$154K
HP icon
120
Helmerich & Payne
HP
$3.34B
$10.4M 0.23%
229,994
-71,956
-24% -$2.89M
BAX icon
121
Baxter International
BAX
$12.8B
$10.4M 0.23%
124,945
+17,092
+16% +$1.41M
MYGN icon
122
Myriad Genetics
MYGN
$476M
$10.4M 0.23%
381,601
-30,980
-8% -$852K
NXPI icon
123
NXP Semiconductors
NXPI
$60.8B
$10.2M 0.22%
80,453
-7,840
-9% -$910K
ADSK icon
124
Autodesk
ADSK
$51.8B
$10.1M 0.22%
55,104
-1,946
-3% -$315K
OMC icon
125
Omnicom Group
OMC
$23.5B
$9.99M 0.22%
123,365
+133
+0.1% +$10.4K
3 4
5
6 7

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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.