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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGNX
101
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$13.2M 0.25%
2,213,118
-171,715
-7% -$1.04M
AMGN icon
102
Amgen
AMGN
$209B
$12.9M 0.25%
74,063
-1,713
-2% -$303K
DAL icon
103
Delta Air Lines
DAL
$56.7B
$12.8M 0.25%
228,217
+150,079
+192% +$7.84M
PRTA icon
104
Prothena Corp
PRTA
$448M
$12.7M 0.24%
339,864
-19,840
-6% -$1.01M
DEO icon
105
Diageo
DEO
$49.6B
$12.7M 0.24%
86,967
+28
+0% +$3.86K
ICPT
106
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$12.6M 0.24%
+215,290
New +$13.6M
HP icon
107
Helmerich & Payne
HP
$3.34B
$12.4M 0.24%
192,020
-18,625
-9% -$1.04M
IEMG icon
108
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$12.4M 0.24%
217,463
+14,643
+7% +$817K
ISCA
109
DELISTED
International Speedway Corp
ISCA
$12.4M 0.24%
310,116
-32,505
-9% -$1.29M
RTX icon
110
RTX Corp
RTX
$290B
$12.3M 0.24%
152,835
+1,747
+1% +$133K
DIS icon
111
Walt Disney
DIS
$171B
$12.2M 0.23%
113,659
-2,799
-2% -$288K
XYL icon
112
Xylem
XYL
$28.5B
$12.2M 0.23%
179,039
-8,490
-5% -$564K
MCHP icon
113
Microchip Technology
MCHP
$38.8B
$11.8M 0.23%
267,584
-25,254
-9% -$1.14M
ACN icon
114
Accenture
ACN
$106B
$11.5M 0.22%
74,863
+5,045
+7% +$731K
GE icon
115
GE Aerospace
GE
$364B
$11.4M 0.22%
135,831
-62,356
-31% -$5.95M
GOOG icon
116
Alphabet (Google) Class C
GOOG
$4.11T
$11.2M 0.22%
214,820
+3,240
+2% +$165K
VCSH icon
117
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$11.2M 0.21%
140,797
+15,022
+12% +$1.2M
VOD icon
118
Vodafone
VOD
$37.1B
$11.1M 0.21%
347,091
-5,040
-1% -$151K
MMM icon
119
3M
MMM
$91.8B
$10.9M 0.21%
55,425
-767
-1% -$148K
PEP icon
120
PepsiCo
PEP
$196B
$10.9M 0.21%
90,634
-1,049
-1% -$120K
PFG icon
121
Principal Financial Group
PFG
$24.3B
$10.8M 0.21%
152,634
+1,392
+0.9% +$95.9K
NXST icon
122
Nexstar Media Group
NXST
$6.01B
$10.7M 0.21%
136,609
-134,365
-50% -$9.02M
NEE icon
123
NextEra Energy
NEE
$185B
$10.6M 0.2%
271,752
-7,468
-3% -$288K
VV icon
124
Vanguard Morningstar Large-Cap ETF
VV
$51.2B
$10.6M 0.2%
86,262
+1,440
+2% +$172K
MDLZ icon
125
Mondelez International
MDLZ
$82.9B
$10.4M 0.2%
243,913
+2,698
+1% +$113K
3 4
5
6 7

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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.