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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.91B
AUM Growth
-$212M
Cap. Flow
-$116M
Cap. Flow %
-2.36%
Top 10 Hldgs %
20.73%
Holding
646
New
34
Increased
221
Reduced
321
Closed
23

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$27.5M
2
PLCM
POLYCOM INC
PLCM
+$14.9M
3
AGN
Allergan plc
AGN
+$12.3M
4
IRDM icon
Iridium Communications
IRDM
+$10.4M
5
AMCX icon
AMC Global Media
AMCX
+$9.04M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$29.4M
2
FWONA icon
Liberty Media Series A
FWONA
+$27.4M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$18.5M
4
RFMD
RF MICRO DEVICES INC
RFMD
+$17M
5
LVLT
Level 3 Communications Inc
LVLT
+$16.6M

Sector Composition

Rank Sector Weight
1 Industrials 14.25%
2 Healthcare 12.75%
3 Communication Services 12.66%
4 Technology 12.17%
5 Consumer Discretionary 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARRY
101
DELISTED
Array Biopharma Inc
ARRY
$13.3M 0.27%
3,729,223
+1,129,290
+43% +$4.45M
AGN
102
DELISTED
Allergan plc
AGN
$13.3M 0.27%
+55,001
New +$12.3M
IBM icon
103
IBM
IBM
$209B
$13.2M 0.27%
72,575
-2,767
-4% -$504K
IMGN
104
DELISTED
Immunogen Inc
IMGN
$13.1M 0.27%
1,235,862
+398,505
+48% +$4.51M
LUMN icon
105
Lumen
LUMN
$6.76B
$13M 0.26%
318,098
-1,188
-0.4% -$46.7K
GLW icon
106
Corning
GLW
$116B
$12.5M 0.26%
648,336
-44,338
-6% -$924K
WFC icon
107
Wells Fargo
WFC
$258B
$12.2M 0.25%
235,812
+6,518
+3% +$335K
HYS icon
108
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$12.1M 0.25%
116,481
+15,389
+15% +$1.62M
BAC icon
109
Bank of America
BAC
$433B
$11.7M 0.24%
683,931
+15,580
+2% +$248K
TWX
110
DELISTED
Time Warner Inc
TWX
$11.6M 0.24%
153,588
-41,137
-21% -$3.19M
AMGN icon
111
Amgen
AMGN
$209B
$11.4M 0.23%
80,830
-1,058
-1% -$138K
CSCO icon
112
Cisco
CSCO
$448B
$11.3M 0.23%
448,594
-3,237
-0.7% -$81.4K
EQR icon
113
Equity Residential
EQR
$25.2B
$11.1M 0.23%
179,743
-572
-0.3% -$36.9K
CMCSA icon
114
Comcast
CMCSA
$84B
$10.8M 0.22%
402,134
+230
+0.1% +$6.3K
PM icon
115
Philip Morris
PM
$299B
$10.8M 0.22%
129,255
+686
+0.5% +$58K
KMB icon
116
Kimberly-Clark
KMB
$36.6B
$10.7M 0.22%
103,911
-408
-0.4% -$42.5K
VIAB
117
DELISTED
Viacom Inc. Class B
VIAB
$10.7M 0.22%
139,213
+531
+0.4% +$43.7K
CVX icon
118
Chevron
CVX
$383B
$10.6M 0.22%
88,477
+93
+0.1% +$11.9K
MDCO
119
DELISTED
Medicines Co
MDCO
$10.5M 0.21%
472,619
-195,155
-29% -$4.96M
CWB icon
120
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
$10.5M 0.21%
212,455
+5,792
+3% +$292K
MNK
121
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$10.5M 0.21%
116,959
-1,791
-2% -$140K
AMLP icon
122
Alerian MLP ETF
AMLP
$12.9B
$10.2M 0.21%
106,262
-751
-0.7% -$71K
NEE icon
123
NextEra Energy
NEE
$183B
$9.9M 0.2%
421,640
-6,428
-2% -$155K
DVN icon
124
Devon Energy
DVN
$50.9B
$9.79M 0.2%
143,592
+16,721
+13% +$1.24M
BRSL
125
Brightstar Lottery PLC
BRSL
$1.87B
$9.76M 0.2%
578,774
-63,455
-10% -$1.06M
3 4
5
6 7

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IMCOOI
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PGFC
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WRCM
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SIAU
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BFM
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MAM
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Pinnacle Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Pinnacle Associates held 646 positions worth $4.91B, down 4.1% from $5.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates's Q3 2014 filing shows 34 new, 221 increased, 321 reduced and 23 closed positions. Its largest new stake was Liberty Media Series C: 1,074,145 shares worth $27M. The largest sale was The Mosaic Company, an estimated $29.4M.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q3 2014 buy was Liberty Media Series C: 1,074,145 shares worth $27M.
  • Pinnacle Associates added most to Iridium Communications in Q3 2014, an estimated $10.4M increase.
  • Pinnacle Associates's biggest Q3 2014 reduction was The Mosaic Company, cutting an estimated $29.4M.
  • Pinnacle Associates fully exited Golar LNG in Q3 2014, selling an estimated $5.48M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.91B portfolio in Q3 2014.
  • Pinnacle Associates opened 34 new positions and closed 23 in Q3 2014.
  • Pinnacle Associates's portfolio value fell 4.1% quarter-over-quarter to $4.91B.

Based on Pinnacle Associates's 13F filing for Q3 2014, filed 12 Nov 2014.