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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+11.23%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
101
Boeing
BA
$175B
$13.3M 0.27%
113,088
-1,766
-2% -$190K
SCZ icon
102
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$12.8M 0.27%
264,547
+20,541
+8% +$943K
EMC
103
DELISTED
EMC CORPORATION
EMC
$12.3M 0.25%
479,514
+9,787
+2% +$254K
MDLZ icon
104
Mondelez International
MDLZ
$80.5B
$11.9M 0.25%
379,571
+53,021
+16% +$1.64M
VIAB
105
DELISTED
Viacom Inc. Class B
VIAB
$11.8M 0.24%
141,160
-1,667
-1% -$129K
CSCO icon
106
Cisco
CSCO
$448B
$11.6M 0.24%
494,857
-17,334
-3% -$430K
GLW icon
107
Corning
GLW
$116B
$11.5M 0.24%
788,231
-6,248
-0.8% -$92.5K
KO icon
108
Coca-Cola
KO
$381B
$10.7M 0.22%
283,049
-99,404
-26% -$3.93M
CVX icon
109
Chevron
CVX
$383B
$10.7M 0.22%
87,974
-467
-0.5% -$57.4K
BMY icon
110
Bristol-Myers Squibb
BMY
$132B
$10.6M 0.22%
228,991
+2,866
+1% +$126K
KMB icon
111
Kimberly-Clark
KMB
$36.6B
$10.1M 0.21%
111,720
-940
-0.8% -$87.1K
CMCSA icon
112
Comcast
CMCSA
$84B
$9.9M 0.2%
438,852
-1,906
-0.4% -$41.5K
AMGN icon
113
Amgen
AMGN
$209B
$9.88M 0.2%
88,242
-2,126
-2% -$231K
PARA
114
DELISTED
Paramount Global Class B
PARA
$9.79M 0.2%
177,404
-6,987
-4% -$372K
AMLP icon
115
Alerian MLP ETF
AMLP
$12.9B
$9.69M 0.2%
110,222
-752
-0.7% -$66.3K
HYG icon
116
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$9.64M 0.2%
105,244
-3,440
-3% -$315K
WFC icon
117
Wells Fargo
WFC
$258B
$9.55M 0.2%
231,063
-2,882
-1% -$123K
KYN icon
118
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$9.48M 0.2%
264,549
-1,962
-0.7% -$70.6K
STRZA
119
DELISTED
Starz - Series A
STRZA
$9.46M 0.2%
336,219
-2,609
-0.8% -$64.3K
WBD icon
120
Warner Bros
WBD
$63.9B
$9.36M 0.19%
216,894
-49,403
-19% -$2.05M
F icon
121
Ford
F
$59.3B
$9.27M 0.19%
549,543
+5,469
+1% +$92.4K
NEE icon
122
NextEra Energy
NEE
$183B
$9.25M 0.19%
461,472
-34,664
-7% -$715K
LUMN icon
123
Lumen
LUMN
$6.76B
$9.02M 0.19%
287,555
-2,413
-0.8% -$82.1K
MGM icon
124
MGM Resorts International
MGM
$11.7B
$8.98M 0.19%
439,355
+4,967
+1% +$86.5K
PM icon
125
Philip Morris
PM
$299B
$8.93M 0.18%
103,118
+2,796
+3% +$244K
3 4
5
6 7

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Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.