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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
76
Vanguard FTSE Developed Markets ETF
VEA
$223B
$17.1M 0.37%
388,145
+3,480
+0.9% +$148K
XOM icon
77
ExxonMobil
XOM
$650B
$16.7M 0.37%
238,932
-8,002
-3% -$553K
PARA
78
DELISTED
Paramount Global Class B
PARA
$16.6M 0.36%
395,680
+95,434
+32% +$3.7M
RTX icon
79
RTX Corp
RTX
$290B
$16.6M 0.36%
176,190
+2,245
+1% +$204K
AMGN icon
80
Amgen
AMGN
$209B
$16.6M 0.36%
68,667
-5,775
-8% -$1.27M
UNH icon
81
UnitedHealth
UNH
$382B
$16.4M 0.36%
55,762
-1,084
-2% -$284K
STZ icon
82
Constellation Brands
STZ
$22.5B
$16.1M 0.35%
84,821
+2,661
+3% +$503K
LSXMA
83
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$15.9M 0.35%
454,840
-34,589
-7% -$1.14M
CVS icon
84
CVS Health
CVS
$135B
$15.7M 0.34%
211,709
-9,453
-4% -$664K
TOTL icon
85
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$15.5M 0.34%
316,520
+21,680
+7% +$1.06M
USMV icon
86
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$15.2M 0.33%
232,394
+39,581
+21% +$2.54M
ORCL icon
87
Oracle
ORCL
$339B
$15.2M 0.33%
286,841
-3,286
-1% -$181K
DIS icon
88
Walt Disney
DIS
$171B
$15.1M 0.33%
104,234
+891
+0.9% +$124K
BABA icon
89
Alibaba
BABA
$276B
$14.6M 0.32%
68,798
-852
-1% -$160K
ADBE icon
90
Adobe
ADBE
$105B
$14.5M 0.32%
43,851
+4,990
+13% +$1.47M
VV icon
91
Vanguard Large-Cap ETF
VV
$51.2B
$13.9M 0.3%
93,687
-1,970
-2% -$279K
NEE icon
92
NextEra Energy
NEE
$184B
$13.8M 0.3%
228,728
-6,596
-3% -$385K
BND icon
93
Vanguard Total Bond Market
BND
$158B
$13.8M 0.3%
164,742
+11,133
+7% +$936K
LMT icon
94
Lockheed Martin
LMT
$131B
$13.6M 0.3%
34,814
+62
+0.2% +$23.8K
KYNB
95
Kyntra Bio
KYNB
$27.4M
$13.3M 0.29%
12,422
-878
-7% -$896K
GILD icon
96
Gilead Sciences
GILD
$165B
$13M 0.28%
199,578
-25,780
-11% -$1.68M
AXP icon
97
American Express
AXP
$224B
$13M 0.28%
104,154
+2,414
+2% +$289K
CCL icon
98
Carnival Corporation Ltd
CCL
$38.1B
$12.7M 0.28%
250,556
-9,461
-4% -$423K
DAL icon
99
Delta Air Lines
DAL
$56.7B
$12.7M 0.28%
217,419
-19,343
-8% -$1.08M
IEMG icon
100
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$12.6M 0.28%
233,788
+659
+0.3% +$34K
2 3
4
5 6

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WRCM
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WF
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SIAU
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.