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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-10.48%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.52B
AUM Growth
-$867M
Cap. Flow
-$209M
Cap. Flow %
-4.61%
Top 10 Hldgs %
20.61%
Holding
692
New
36
Increased
208
Reduced
363
Closed
48

Top Buys

Rank Stock Value
1
INFI
Infinity Pharmaceuticals, Inc.
INFI
+$12.4M
2
PTCT icon
PTC Therapeutics
PTCT
+$10.2M
3
DSX icon
Diana Shipping
DSX
+$9.44M
4
AMCX icon
AMC Global Media
AMCX
+$8.75M
5
TDS icon
Telephone and Data Systems
TDS
+$8.64M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$78.4M
2
MSGS icon
Madison Square Garden
MSGS
+$46.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$29.3M
4
RCL icon
Royal Caribbean
RCL
+$28.4M
5
HP icon
Helmerich & Payne
HP
+$12.5M

Sector Composition

Rank Sector Weight
1 Communication Services 15.57%
2 Healthcare 14.81%
3 Technology 14.05%
4 Industrials 13.05%
5 Consumer Discretionary 7.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDC
76
DELISTED
Rowan Companies Plc
RDC
$15.4M 0.34%
952,547
-26,268
-3% -$458K
AGN
77
DELISTED
Allergan plc
AGN
$15M 0.33%
55,367
+1,821
+3% +$559K
VZ icon
78
Verizon
VZ
$194B
$15M 0.33%
345,728
+5,487
+2% +$253K
MDLZ icon
79
Mondelez International
MDLZ
$79.3B
$14.7M 0.33%
351,249
-3,288
-0.9% -$142K
CMCSK
80
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$14.7M 0.32%
256,480
-4,760
-2% -$272K
MET icon
81
MetLife
MET
$62.3B
$14.6M 0.32%
348,302
-2,838
-0.8% -$133K
BA icon
82
Boeing
BA
$170B
$14.3M 0.32%
109,307
+1,960
+2% +$272K
XOM icon
83
ExxonMobil
XOM
$639B
$14.2M 0.31%
191,155
+4,036
+2% +$311K
VYM icon
84
Vanguard High Dividend Yield ETF
VYM
$81B
$14.1M 0.31%
225,488
-24,606
-10% -$1.62M
CCL icon
85
Carnival Corporation Ltd
CCL
$38.2B
$13.9M 0.31%
278,929
+12,046
+5% +$613K
WFC icon
86
Wells Fargo
WFC
$261B
$13.8M 0.3%
267,816
+9,475
+4% +$521K
SWC
87
DELISTED
Stillwater Mining Co
SWC
$13.7M 0.3%
1,328,787
-930,155
-41% -$8.9M
SLB icon
88
SLB Ltd
SLB
$73.4B
$13.6M 0.3%
196,732
+5,739
+3% +$454K
C icon
89
Citigroup
C
$223B
$13.5M 0.3%
272,474
+2,939
+1% +$161K
AD
90
Array Digital Infrastructure
AD
$3B
$13.4M 0.3%
378,339
-8,350
-2% -$306K
ETN icon
91
Eaton
ETN
$161B
$12.9M 0.29%
251,442
-74,782
-23% -$4.42M
PSX icon
92
Phillips 66
PSX
$84.2B
$12.3M 0.27%
160,536
-343
-0.2% -$27.3K
MO icon
93
Altria Group
MO
$115B
$12.2M 0.27%
223,658
+10,485
+5% +$562K
PLCM
94
DELISTED
POLYCOM INC
PLCM
$11.9M 0.26%
1,137,480
-28,930
-2% -$314K
AMGN icon
95
Amgen
AMGN
$207B
$11.8M 0.26%
85,044
-1,697
-2% -$267K
IMGN
96
DELISTED
Immunogen Inc
IMGN
$11.7M 0.26%
1,222,575
-38,745
-3% -$566K
ABBV icon
97
AbbVie
ABBV
$445B
$11.6M 0.26%
213,260
-153
-0.1% -$9.96K
DSX icon
98
Diana Shipping
DSX
$300M
$11.5M 0.25%
2,532,462
+1,914,133
+310% +$9.44M
HP icon
99
Helmerich & Payne
HP
$3.43B
$11.4M 0.25%
241,997
-220,062
-48% -$12.5M
INFI
100
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$11.4M 0.25%
+1,345,930
New +$12.4M
2 3
4
5 6

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WRCM
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SIAU
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Pinnacle Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Pinnacle Associates held 692 positions worth $4.52B, down 16% from $5.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates withdrew a net $209M in Q3 2015, closing 48 positions and reducing 363 holdings. Its most notable exit was PALL CORP, an estimated $78.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Pinnacle Associates opened a new position in Infinity Pharmaceuticals, Inc. worth $11.4M.

  • Pinnacle Associates's largest Q3 2015 buy was Infinity Pharmaceuticals, Inc.: 1,345,930 shares worth $11.4M.
  • Pinnacle Associates added most to Diana Shipping in Q3 2015, an estimated $9.44M increase.
  • Pinnacle Associates's biggest Q3 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $29.3M.
  • Pinnacle Associates fully exited PALL CORP in Q3 2015, selling an estimated $78.4M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.52B portfolio in Q3 2015.
  • Pinnacle Associates opened 36 new positions and closed 48 in Q3 2015.
  • Pinnacle Associates's portfolio value fell 16% quarter-over-quarter to $4.52B.

Based on Pinnacle Associates's 13F filing for Q3 2015, filed 10 Nov 2015.