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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+11.23%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNS
76
DELISTED
Janus Capital Group Inc
JNS
$17.8M 0.37%
2,089,100
-26,195
-1% -$235K
INTC icon
77
Intel
INTC
$460B
$17.7M 0.37%
772,500
+15,972
+2% +$368K
RTX icon
78
RTX Corp
RTX
$289B
$17.6M 0.36%
259,398
-133
-0.1% -$8.7K
CVS icon
79
CVS Health
CVS
$134B
$17.4M 0.36%
306,367
-12,378
-4% -$738K
INXN
80
DELISTED
Interxion Holding N.V.
INXN
$16.8M 0.35%
755,054
-15,322
-2% -$378K
MDY icon
81
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$16.6M 0.34%
73,315
+1,200
+2% +$267K
FCX icon
82
Freeport-McMoran
FCX
$91.2B
$16.5M 0.34%
497,757
+75,648
+18% +$2.31M
IMGN
83
DELISTED
Immunogen Inc
IMGN
$16M 0.33%
940,853
-8,722
-0.9% -$153K
QCOM icon
84
Qualcomm
QCOM
$160B
$15.7M 0.32%
232,538
+1,365
+0.6% +$89.5K
MDR
85
DELISTED
McDermott International
MDR
$15.6M 0.32%
698,520
-6,257
-0.9% -$148K
COP icon
86
ConocoPhillips
COP
$145B
$15.5M 0.32%
222,344
+1,832
+0.8% +$122K
MET icon
87
MetLife
MET
$62.5B
$14.9M 0.31%
356,691
-13,755
-4% -$593K
ECYT
88
DELISTED
Endocyte, Inc. Common Stock
ECYT
$14.5M 0.3%
1,090,493
+621,813
+133% +$9.83M
ARRY
89
DELISTED
Array Biopharma Inc
ARRY
$14.5M 0.3%
+2,330,780
New +$13.8M
TWX
90
DELISTED
Time Warner Inc
TWX
$14.4M 0.3%
228,266
-1,745
-0.8% -$104K
VOD icon
91
Vodafone
VOD
$37.2B
$14.4M 0.3%
401,030
-2,768
-0.7% -$87.5K
BAC icon
92
Bank of America
BAC
$433B
$14.4M 0.3%
1,042,009
+12,164
+1% +$174K
CMCSK
93
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$14.2M 0.29%
328,433
+1,310
+0.4% +$56.8K
NIHD
94
DELISTED
NII HOLDINGS INC CL B
NIHD
$14.2M 0.29%
2,332,488
-12,648
-0.5% -$85.3K
ORCL icon
95
Oracle
ORCL
$367B
$13.7M 0.28%
413,944
+9,110
+2% +$296K
MWV
96
DELISTED
MEADWESTVACO CORP
MWV
$13.6M 0.28%
355,323
-396,958
-53% -$14.6M
VYM icon
97
Vanguard High Dividend Yield ETF
VYM
$80.9B
$13.6M 0.28%
236,166
-10,735
-4% -$624K
V icon
98
Visa
V
$673B
$13.5M 0.28%
283,404
-34,312
-11% -$1.59M
VZ icon
99
Verizon
VZ
$193B
$13.5M 0.28%
288,600
+231
+0.1% +$11.3K
IBM icon
100
IBM
IBM
$209B
$13.3M 0.28%
75,189
-6,198
-8% -$1.13M
2 3
4
5 6

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Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.