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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDB icon
726
CALL
MongoDB
MDB
$25.8B
– –
-2,000
Closed -$235K
MEI icon
727
Methode Electronics
MEI
$458M
– –
-20,750
Closed -$698K
NOK icon
728
Nokia
NOK
$46.9B
– –
-268,503
Closed -$1.36M
OPK icon
729
Opko Health
OPK
$1.02B
– –
-19,100
Closed -$40K
OVV icon
730
Ovintiv
OVV
$17B
– –
-4,530
Closed -$104K
PFS icon
731
Provident Financial Services
PFS
$3.14B
– –
-15,578
Closed -$382K
PH icon
732
Parker-Hannifin
PH
$120B
– –
-4,323
Closed -$781K
SBGI icon
733
Sinclair Inc
SBGI
$1.02B
– –
-5,225
Closed -$223K
SCHG icon
734
Schwab US Large-Cap Growth ETF
SCHG
$58.2B
– –
-34,776
Closed -$365K
SLYG icon
735
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
– –
-4,422
Closed -$264K
TAP icon
736
Molson Coors Class B
TAP
$8.02B
– –
-9,550
Closed -$549K
TPR icon
737
Tapestry
TPR
$30.3B
– –
-51,849
Closed -$1.35M
TWLO icon
738
Twilio
TWLO
$28.6B
– –
-1,980
Closed -$218K
UGI icon
739
UGI
UGI
$7.87B
– –
-4,811
Closed -$242K
VEON icon
740
VEON
VEON
$3.5B
– –
-453
Closed -$27K
VTIP icon
741
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
– –
-4,797
Closed -$235K
ZS icon
742
CALL
Zscaler
ZS
$24.9B
– –
-10,000
Closed -$473K
CNSL
743
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
– –
-15,000
Closed -$71K
MRO
744
DELISTED
Marathon Oil Corporation
MRO
– –
-23,667
Closed -$290K
SLCA
745
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-49,479
Closed -$473K
GWPH
746
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-2,066
Closed -$238K
CHK
747
DELISTED
Chesapeake Energy Corporation
CHK
– –
-130
Closed -$37K
ANFI
748
DELISTED
AMIRA NATURE FOODS LTD
ANFI
– –
-291,752
Closed -$159K
ONCE
749
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-162,625
Closed -$15.8M
STI
750
DELISTED
SunTrust Banks, Inc.
STI
– –
-3,540
Closed -$244K
27 28 29
30
31

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PGFC
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WRCM
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WF
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SIAU
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BFM
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SF
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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.