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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 20.94%
2 Communication Services 14.2%
3 Healthcare 13.83%
4 Industrials 9.95%
5 Financials 9.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
51
Merck
MRK
$322B
$30.3M 0.58%
563,618
+36,667
+7% +$2.03M
CARS icon
52
Cars.com
CARS
$722M
$29.1M 0.56%
1,007,543
-95,085
-9% -$2.46M
JNJ icon
53
Johnson & Johnson
JNJ
$640B
$28.9M 0.55%
206,724
+4,223
+2% +$588K
FORM icon
54
FormFactor
FORM
$6.51B
$27.8M 0.53%
1,773,345
-172,700
-9% -$2.89M
KYNB
55
Kyntra Bio
KYNB
$27.4M
$26.5M 0.51%
22,329
-1,989
-8% -$2.49M
T icon
56
AT&T
T
$164B
$26.4M 0.51%
899,797
-80,960
-8% -$2.21M
PFE icon
57
Pfizer
PFE
$143B
$25.7M 0.49%
746,564
-16,777
-2% -$572K
DD icon
58
DuPont de Nemours
DD
$18.6B
$25.4M 0.49%
140,781
-4,512
-3% -$813K
CSCO icon
59
Cisco
CSCO
$443B
$25.3M 0.49%
661,417
+11,845
+2% +$423K
VSH icon
60
Vishay Intertechnology
VSH
$4.6B
$24.5M 0.47%
1,180,283
-112,349
-9% -$2.4M
HD icon
61
Home Depot
HD
$337B
$24.4M 0.47%
128,948
-3,490
-3% -$602K
MYGN icon
62
Myriad Genetics
MYGN
$476M
$24.4M 0.47%
711,487
-67,794
-9% -$2.29M
FNSR
63
DELISTED
Finisar Corp
FNSR
$24.4M 0.47%
1,198,815
-65,645
-5% -$1.37M
INTC icon
64
Intel
INTC
$413B
$24.2M 0.47%
524,444
-263
-0.1% -$11.5K
UFI icon
65
UNIFI
UFI
$114M
$23.9M 0.46%
666,027
-66,698
-9% -$2.41M
BEL
66
DELISTED
Belmond Ltd.
BEL
$22.3M 0.43%
1,819,374
-121,085
-6% -$1.55M
PG icon
67
Procter & Gamble
PG
$340B
$21.9M 0.42%
238,530
-6,824
-3% -$614K
SCZ icon
68
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$21.7M 0.42%
337,140
+17,657
+6% +$1.11M
LGF.B
69
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$21.7M 0.42%
684,286
-66,076
-9% -$1.98M
PTLA
70
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$21.6M 0.42%
444,676
-47,705
-10% -$2.41M
CCL icon
71
Carnival Corporation Ltd
CCL
$38.1B
$21.3M 0.41%
321,419
-4,651
-1% -$308K
VYM icon
72
Vanguard High Dividend Yield ETF
VYM
$80.8B
$21.3M 0.41%
248,667
-3,688
-1% -$308K
PARA
73
DELISTED
Paramount Global Class B
PARA
$21.2M 0.41%
359,755
+456
+0.1% +$26.2K
HON icon
74
Honeywell
HON
$76.4B
$21.2M 0.41%
152,741
+4,875
+3% +$654K
XOM icon
75
ExxonMobil
XOM
$650B
$21.1M 0.41%
252,546
-341
-0.1% -$28.2K
1 2
3
4 5

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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.