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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-10.48%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.52B
AUM Growth
-$867M
Cap. Flow
-$209M
Cap. Flow %
-4.61%
Top 10 Hldgs %
20.61%
Holding
692
New
36
Increased
208
Reduced
363
Closed
48

Top Buys

Rank Stock Value
1
INFI
Infinity Pharmaceuticals, Inc.
INFI
+$12.4M
2
PTCT icon
PTC Therapeutics
PTCT
+$10.2M
3
DSX icon
Diana Shipping
DSX
+$9.44M
4
AMCX icon
AMC Global Media
AMCX
+$8.75M
5
TDS icon
Telephone and Data Systems
TDS
+$8.64M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$78.4M
2
MSGS icon
Madison Square Garden
MSGS
+$46.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$29.3M
4
RCL icon
Royal Caribbean
RCL
+$28.4M
5
HP icon
Helmerich & Payne
HP
+$12.5M

Sector Composition

Rank Sector Weight
1 Communication Services 15.57%
2 Healthcare 14.81%
3 Technology 14.05%
4 Industrials 13.05%
5 Consumer Discretionary 7.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
51
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$25.4M 0.56%
132,751
+4,750
+4% +$963K
VB icon
52
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$25M 0.55%
231,906
+2,974
+1% +$348K
CVS icon
53
CVS Health
CVS
$135B
$24.9M 0.55%
258,109
-5,442
-2% -$572K
HD icon
54
Home Depot
HD
$330B
$24.7M 0.55%
213,517
-10,325
-5% -$1.19M
MRK icon
55
Merck
MRK
$323B
$23.9M 0.53%
507,336
-5,730
-1% -$304K
GILD icon
56
Gilead Sciences
GILD
$161B
$22.8M 0.5%
232,149
+21,617
+10% +$2.4M
PFE icon
57
Pfizer
PFE
$143B
$22.5M 0.5%
755,498
+13,787
+2% +$442K
DBEF icon
58
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.17B
$22M 0.49%
842,089
-30,431
-3% -$855K
CONE
59
DELISTED
CyrusOne Inc Common Stock
CONE
$21.9M 0.48%
670,370
-62,159
-8% -$1.98M
V icon
60
Visa
V
$682B
$20.6M 0.46%
295,754
+4,290
+1% +$306K
T icon
61
AT&T
T
$159B
$20.6M 0.46%
836,299
+3,789
+0.5% +$96.6K
FWONK icon
62
Liberty Media Series C
FWONK
$24.4B
$19.8M 0.44%
812,941
-19,324
-2% -$495K
AMCC
63
DELISTED
Applied Micro Circuits Corporation New
AMCC
$19.6M 0.43%
3,692,087
-6,605
-0.2% -$38.8K
JNJ icon
64
Johnson & Johnson
JNJ
$620B
$19.3M 0.43%
206,974
-1,792
-0.9% -$173K
MDY icon
65
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$18.9M 0.42%
75,746
-1,710
-2% -$453K
LAZ icon
66
Lazard
LAZ
$4.1B
$18.3M 0.41%
423,235
-10,009
-2% -$516K
PG icon
67
Procter & Gamble
PG
$335B
$18.2M 0.4%
252,398
-7,987
-3% -$599K
INTC icon
68
Intel
INTC
$464B
$17.8M 0.39%
588,910
-81,692
-12% -$2.36M
ARRY
69
DELISTED
Array Biopharma Inc
ARRY
$16.9M 0.37%
3,710,420
-109,633
-3% -$650K
VSH icon
70
Vishay Intertechnology
VSH
$5.27B
$16.4M 0.36%
1,693,386
-44,015
-3% -$467K
KYNB
71
Kyntra Bio
KYNB
$27.4M
$16.2M 0.36%
29,500
-526
-2% -$319K
IRDM icon
72
Iridium Communications
IRDM
$4.95B
$15.8M 0.35%
2,564,085
-53,255
-2% -$387K
SEAC
73
DELISTED
Seachange International Inc
SEAC
$15.8M 0.35%
125,042
+16,991
+16% +$2.22M
BMY icon
74
Bristol-Myers Squibb
BMY
$133B
$15.6M 0.35%
263,776
-5,111
-2% -$324K
SCZ icon
75
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$15.6M 0.35%
326,764
-8,940
-3% -$446K
1 2
3
4 5

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IMCOOI
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PGFC
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WRCM
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SIAU
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BFM
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SF
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MAM
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Pinnacle Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Pinnacle Associates held 692 positions worth $4.52B, down 16% from $5.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates withdrew a net $209M in Q3 2015, closing 48 positions and reducing 363 holdings. Its most notable exit was PALL CORP, an estimated $78.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Pinnacle Associates opened a new position in Infinity Pharmaceuticals, Inc. worth $11.4M.

  • Pinnacle Associates's largest Q3 2015 buy was Infinity Pharmaceuticals, Inc.: 1,345,930 shares worth $11.4M.
  • Pinnacle Associates added most to Diana Shipping in Q3 2015, an estimated $9.44M increase.
  • Pinnacle Associates's biggest Q3 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $29.3M.
  • Pinnacle Associates fully exited PALL CORP in Q3 2015, selling an estimated $78.4M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.52B portfolio in Q3 2015.
  • Pinnacle Associates opened 36 new positions and closed 48 in Q3 2015.
  • Pinnacle Associates's portfolio value fell 16% quarter-over-quarter to $4.52B.

Based on Pinnacle Associates's 13F filing for Q3 2015, filed 10 Nov 2015.