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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.91B
AUM Growth
-$212M
Cap. Flow
-$116M
Cap. Flow %
-2.36%
Top 10 Hldgs %
20.73%
Holding
646
New
34
Increased
221
Reduced
321
Closed
23

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$27.5M
2
PLCM
POLYCOM INC
PLCM
+$14.9M
3
AGN
Allergan plc
AGN
+$12.3M
4
IRDM icon
Iridium Communications
IRDM
+$10.4M
5
AMCX icon
AMC Global Media
AMCX
+$9.04M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$29.4M
2
FWONA icon
Liberty Media Series A
FWONA
+$27.4M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$18.5M
4
RFMD
RF MICRO DEVICES INC
RFMD
+$17M
5
LVLT
Level 3 Communications Inc
LVLT
+$16.6M

Sector Composition

Rank Sector Weight
1 Industrials 14.25%
2 Healthcare 12.75%
3 Communication Services 12.66%
4 Technology 12.17%
5 Consumer Discretionary 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIAV icon
51
Viavi Solutions
VIAV
$8.65B
$26.9M 0.55%
3,697,324
-153,596
-4% -$1.06M
CBB
52
DELISTED
Cincinnati Bell Inc.
CBB
$26.8M 0.55%
1,592,468
-59,316
-4% -$1.12M
TDS icon
53
Telephone and Data Systems
TDS
$3.82B
$26M 0.53%
1,085,594
-18,697
-2% -$474K
JPM icon
54
JPMorgan Chase
JPM
$933B
$25.8M 0.53%
428,796
+4,996
+1% +$292K
JNS
55
DELISTED
Janus Capital Group Inc
JNS
$25.4M 0.52%
1,750,207
-85,590
-5% -$1.04M
RDC
56
DELISTED
Rowan Companies Plc
RDC
$24.5M 0.5%
966,628
-16,840
-2% -$497K
VSH icon
57
Vishay Intertechnology
VSH
$5.18B
$24.4M 0.5%
1,709,466
-89,290
-5% -$1.37M
JNJ icon
58
Johnson & Johnson
JNJ
$617B
$24.4M 0.5%
228,472
-2,269
-1% -$235K
UFI icon
59
UNIFI
UFI
$114M
$24M 0.49%
927,941
-48,287
-5% -$1.36M
HLIT icon
60
Harmonic Inc
HLIT
$1.22B
$23.9M 0.49%
3,775,512
+663,385
+21% +$4.3M
WWE
61
DELISTED
World Wrestling Entertainment
WWE
$23.8M 0.48%
1,725,960
+514,405
+42% +$6.97M
VB icon
62
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$23.7M 0.48%
214,346
-530
-0.2% -$60.7K
SPY icon
63
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$23.7M 0.48%
120,062
+100
+0.1% +$19.8K
INTC icon
64
Intel
INTC
$460B
$23M 0.47%
659,446
-17,557
-3% -$594K
HD icon
65
Home Depot
HD
$332B
$22.9M 0.47%
249,395
-3,558
-1% -$305K
CVS icon
66
CVS Health
CVS
$134B
$22.5M 0.46%
282,786
-6,934
-2% -$547K
PG icon
67
Procter & Gamble
PG
$335B
$21.9M 0.45%
261,775
+2,869
+1% +$235K
LAZ icon
68
Lazard
LAZ
$4.09B
$21.8M 0.44%
429,488
-19,825
-4% -$1.04M
IRDM icon
69
Iridium Communications
IRDM
$5.05B
$21.2M 0.43%
2,394,625
+1,195,925
+100% +$10.4M
ETN icon
70
Eaton
ETN
$150B
$20.4M 0.42%
321,605
+1,223
+0.4% +$86.7K
XOM icon
71
ExxonMobil
XOM
$651B
$19.9M 0.41%
212,104
-2,550
-1% -$254K
SLB icon
72
SLB Ltd
SLB
$72.6B
$19.5M 0.4%
191,404
-6,513
-3% -$710K
PFE icon
73
Pfizer
PFE
$142B
$19.2M 0.39%
684,019
+5,107
+0.8% +$143K
MDY icon
74
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$18.9M 0.39%
75,943
-514
-0.7% -$132K
DBEF icon
75
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.23B
$18.9M 0.38%
680,654
+73,807
+12% +$2.04M
1 2
3
4 5

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Pinnacle Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Pinnacle Associates held 646 positions worth $4.91B, down 4.1% from $5.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates's Q3 2014 filing shows 34 new, 221 increased, 321 reduced and 23 closed positions. Its largest new stake was Liberty Media Series C: 1,074,145 shares worth $27M. The largest sale was The Mosaic Company, an estimated $29.4M.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q3 2014 buy was Liberty Media Series C: 1,074,145 shares worth $27M.
  • Pinnacle Associates added most to Iridium Communications in Q3 2014, an estimated $10.4M increase.
  • Pinnacle Associates's biggest Q3 2014 reduction was The Mosaic Company, cutting an estimated $29.4M.
  • Pinnacle Associates fully exited Golar LNG in Q3 2014, selling an estimated $5.48M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.91B portfolio in Q3 2014.
  • Pinnacle Associates opened 34 new positions and closed 23 in Q3 2014.
  • Pinnacle Associates's portfolio value fell 4.1% quarter-over-quarter to $4.91B.

Based on Pinnacle Associates's 13F filing for Q3 2014, filed 12 Nov 2014.