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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+1.57%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.25B
AUM Growth
-$25.4M
Cap. Flow
+$12.2M
Cap. Flow %
0.29%
Top 10 Hldgs %
16.34%
Holding
741
New
37
Increased
257
Reduced
342
Closed
37

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$29.8M
2
META icon
Meta Platforms (Facebook)
META
+$12.5M
3
AERI
Aerie Pharmaceuticals
AERI
+$10.4M
4
CME icon
CME Group
CME
+$10.1M
5
TVRD
Tvardi Therapeutics
TVRD
+$8.03M

Top Sells

Rank Stock Value
1
ARRY
Array Biopharma Inc
ARRY
+$38.8M
2
FNSR
Finisar Corp
FNSR
+$16.2M
3
LRCX icon
Lam Research
LRCX
+$11.3M
4
MRK icon
Merck
MRK
+$9.45M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.94M

Sector Composition

Rank Sector Weight
1 Technology 21.59%
2 Communication Services 12.14%
3 Industrials 11.8%
4 Healthcare 11.37%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOLS icon
701
Evolus
EOLS
$396M
$19K ﹤0.01%
+1,200
New +$19.7K
UEC icon
702
Uranium Energy
UEC
$4.82B
$19K ﹤0.01%
19,380
– –
GPL
703
DELISTED
Great Panther Mining Limited
GPL
$11K ﹤0.01%
+1,500
New +$12K
CHRN
704
ChronoScale Holdings
CHRN
$3.06B
$10K ﹤0.01%
85
-21
-20% -$4.19K
ATRO icon
705
Astronics
ATRO
$3.38B
– –
-18,446
Closed -$618K
BKD icon
706
Brookdale Senior Living
BKD
$3.49B
– –
-10,000
Closed -$72K
CHX
707
DELISTED
ChampionX
CHX
– –
-6,137
Closed -$206K
EWJ icon
708
iShares MSCI Japan ETF
EWJ
$22.1B
– –
-7,962
Closed -$435K
FE icon
709
FirstEnergy
FE
$28.2B
– –
-4,760
Closed -$204K
FIZZ icon
710
National Beverage
FIZZ
$3B
– –
-44,836
Closed -$1M
FLR icon
711
Fluor
FLR
$6.99B
– –
-12,275
Closed -$414K
FLRN icon
712
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
– –
-144,016
Closed -$4.43M
ILMN icon
713
Illumina
ILMN
$31B
– –
-703
Closed -$252K
KHC icon
714
Kraft Heinz
KHC
$31.3B
– –
-7,154
Closed -$222K
NTNX icon
715
Nutanix
NTNX
$16B
– –
-9,355
Closed -$243K
OC icon
716
Owens Corning
OC
$11.2B
– –
-4,250
Closed -$247K
ODFL icon
717
Old Dominion Freight Line
ODFL
$44.2B
– –
-4,095
Closed -$204K
OKE icon
718
Oneok
OKE
$56.1B
– –
-3,858
Closed -$265K
PR
719
Permian Resources
PR
$17.6B
– –
-17,100
Closed -$130K
PRF icon
720
Invesco FTSE RAFI US 1000 ETF
PRF
$9.78B
– –
-9,000
Closed -$210K
ROST icon
721
Ross Stores
ROST
$81B
– –
-6,072
Closed -$602K
SFL icon
722
SFL Corp
SFL
$1.64B
– –
-10,725
Closed -$134K
SHM icon
723
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
– –
-5,532
Closed -$271K
SJM icon
724
J.M. Smucker
SJM
$13.1B
– –
-4,871
Closed -$561K
SPXL icon
725
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.59B
– –
-7,500
Closed -$385K
26 27 28
29
30

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PGFC
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WRCM
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SIAU
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BFM
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SF
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MAM
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Pinnacle Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Pinnacle Associates held 741 positions worth $4.25B, down 0.6% from $4.27B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Pinnacle Associates's Q3 2019 filing shows 37 new, 257 increased, 342 reduced and 37 closed positions. Its largest new stake was Aerie Pharmaceuticals: 454,750 shares worth $8.74M. The largest sale was Array Biopharma Inc, an estimated $38.8M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 20% a quarter earlier, followed by Communication Services and Industrials.

  • Pinnacle Associates's largest Q3 2019 buy was Aerie Pharmaceuticals: 454,750 shares worth $8.74M.
  • Pinnacle Associates added most to Apple in Q3 2019, an estimated $29.8M increase.
  • Pinnacle Associates's biggest Q3 2019 reduction was Lam Research, cutting an estimated $11.3M.
  • Pinnacle Associates fully exited Array Biopharma Inc in Q3 2019, selling an estimated $38.8M.
  • Pinnacle Associates's ten largest holdings make up 16% of its $4.25B portfolio in Q3 2019.
  • Pinnacle Associates opened 37 new positions and closed 37 in Q3 2019.
  • Pinnacle Associates's portfolio value fell 0.6% quarter-over-quarter to $4.25B.

Based on Pinnacle Associates's 13F filing for Q3 2019, filed 8 Nov 2019.