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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+1.57%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.25B
AUM Growth
-$25.4M
Cap. Flow
+$12.2M
Cap. Flow %
0.29%
Top 10 Hldgs %
16.34%
Holding
741
New
37
Increased
257
Reduced
342
Closed
37

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$29.8M
2
META icon
Meta Platforms (Facebook)
META
+$12.5M
3
AERI
Aerie Pharmaceuticals
AERI
+$10.4M
4
CME icon
CME Group
CME
+$10.1M
5
TVRD
Tvardi Therapeutics
TVRD
+$8.03M

Top Sells

Rank Stock Value
1
ARRY
Array Biopharma Inc
ARRY
+$38.8M
2
FNSR
Finisar Corp
FNSR
+$16.2M
3
LRCX icon
Lam Research
LRCX
+$11.3M
4
MRK icon
Merck
MRK
+$9.45M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.94M

Sector Composition

Rank Sector Weight
1 Technology 21.59%
2 Communication Services 12.14%
3 Industrials 11.8%
4 Healthcare 11.37%
5 Financials 8.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXTI icon
676
AXT Inc
AXTI
$3.07B
$166K ﹤0.01%
46,750
– –
ANFI
677
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$159K ﹤0.01%
291,752
+3,290
+1% +$2.06K
NLY icon
678
Annaly Capital Management
NLY
$17.4B
$147K ﹤0.01%
4,186
-1,167
-22% -$42.1K
CHI
679
Calamos Convertible Opportunities and Income Fund
CHI
$999M
$146K ﹤0.01%
14,000
-33,600
-71% -$355K
ESRT icon
680
Empire State Realty Trust
ESRT
$862M
$143K ﹤0.01%
10,000
– –
SBS icon
681
Sabesp
SBS
$19.2B
$139K ﹤0.01%
60,331
– –
EGIO
682
DELISTED
Edgio, Inc. Common Stock
EGIO
$138K ﹤0.01%
1,140
– –
AZRE
683
DELISTED
Azure Power Global Limited
AZRE
$136K ﹤0.01%
+11,300
New +$122K
ETW
684
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$126K ﹤0.01%
13,000
– –
DALN
685
DELISTED
DallasNews
DALN
$116K ﹤0.01%
7,737
+3
+0% +$43
NXE icon
686
NexGen Energy
NXE
$6.17B
$114K ﹤0.01%
87,881
-100,000
-53% -$138K
OVV icon
687
Ovintiv
OVV
$17B
$104K ﹤0.01%
4,530
-80
-2% -$1.83K
CSSE
688
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
$101K ﹤0.01%
10,470
– –
DWSN icon
689
Dawson Geophysical
DWSN
$143M
$73K ﹤0.01%
34,080
– –
CNSL
690
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$71K ﹤0.01%
15,000
-7,300
-33% -$34.4K
FAX
691
abrdn Asia-Pacific Income Fund
FAX
$597M
$65K ﹤0.01%
2,575
-10,750
-81% -$271K
DHXM
692
DELISTED
DHX Media Ltd. Common Voting and Variable Voting Shares
DHXM
$61K ﹤0.01%
42,045
-7,855
-16% -$10.7K
BRW
693
Saba Capital Income & Opportunities Fund
BRW
$342M
$58K ﹤0.01%
6,170
-1,105
-15% -$10.4K
NTIP icon
694
Network-1 Technologies
NTIP
$37.3M
$56K ﹤0.01%
23,950
– –
ACB
695
Aurora Cannabis
ACB
$175M
$50K ﹤0.01%
95
-3
-3% -$2.22K
OPK icon
696
Opko Health
OPK
$993M
$40K ﹤0.01%
19,100
-1,000
-5% -$2.04K
CHK
697
DELISTED
Chesapeake Energy Corporation
CHK
$37K ﹤0.01%
130
+70
+117% +$22.8K
LYG icon
698
Lloyds Banking Group
LYG
$90.7B
$35K ﹤0.01%
13,300
– –
MIND icon
699
MIND Technology
MIND
$45M
$35K ﹤0.01%
1,080
– –
VEON icon
700
VEON
VEON
$3.66B
$27K ﹤0.01%
453
– –
26 27
28
29 30

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Pinnacle Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Pinnacle Associates held 741 positions worth $4.25B, down 0.6% from $4.27B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Pinnacle Associates's Q3 2019 filing shows 37 new, 257 increased, 342 reduced and 37 closed positions. Its largest new stake was Aerie Pharmaceuticals: 454,750 shares worth $8.74M. The largest sale was Array Biopharma Inc, an estimated $38.8M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 20% a quarter earlier, followed by Communication Services and Industrials.

  • Pinnacle Associates's largest Q3 2019 buy was Aerie Pharmaceuticals: 454,750 shares worth $8.74M.
  • Pinnacle Associates added most to Apple in Q3 2019, an estimated $29.8M increase.
  • Pinnacle Associates's biggest Q3 2019 reduction was Lam Research, cutting an estimated $11.3M.
  • Pinnacle Associates fully exited Array Biopharma Inc in Q3 2019, selling an estimated $38.8M.
  • Pinnacle Associates's ten largest holdings make up 16% of its $4.25B portfolio in Q3 2019.
  • Pinnacle Associates opened 37 new positions and closed 37 in Q3 2019.
  • Pinnacle Associates's portfolio value fell 0.6% quarter-over-quarter to $4.25B.

Based on Pinnacle Associates's 13F filing for Q3 2019, filed 8 Nov 2019.