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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-10.48%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.52B
AUM Growth
-$867M
Cap. Flow
-$209M
Cap. Flow %
-4.61%
Top 10 Hldgs %
20.61%
Holding
692
New
36
Increased
208
Reduced
363
Closed
48

Top Buys

Rank Stock Value
1
INFI
Infinity Pharmaceuticals, Inc.
INFI
+$12.4M
2
PTCT icon
PTC Therapeutics
PTCT
+$10.2M
3
DSX icon
Diana Shipping
DSX
+$9.44M
4
AMCX icon
AMC Global Media
AMCX
+$8.75M
5
TDS icon
Telephone and Data Systems
TDS
+$8.64M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$78.4M
2
MSGS icon
Madison Square Garden
MSGS
+$46.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$29.3M
4
RCL icon
Royal Caribbean
RCL
+$28.4M
5
HP icon
Helmerich & Payne
HP
+$12.5M

Sector Composition

Rank Sector Weight
1 Communication Services 15.57%
2 Healthcare 14.81%
3 Technology 14.05%
4 Industrials 13.05%
5 Consumer Discretionary 7.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPX
676
DELISTED
WPX Energy, Inc.
WPX
– –
-12,981
Closed -$159K
HCR
677
DELISTED
Hi-Crush Inc. Common Stock
HCR
– –
-6,850
Closed -$210K
S
678
DELISTED
Sprint Corporation
S
– –
-11,698
Closed -$53K
STI
679
DELISTED
SunTrust Banks, Inc.
STI
– –
-5,176
Closed -$223K
BPL
680
DELISTED
Buckeye Partners, L.P.
BPL
– –
-3,098
Closed -$229K
WFT
681
DELISTED
Weatherford International plc
WFT
– –
-14,260
Closed -$175K
AET
682
DELISTED
Aetna Inc
AET
– –
-2,266
Closed -$289K
TESO
683
DELISTED
Tesco Corp
TESO
– –
-12,750
Closed -$139K
PNRA
684
DELISTED
Panera Bread Co
PNRA
– –
-1,860
Closed -$325K
JOY
685
DELISTED
Joy Global Inc
JOY
– –
-8,980
Closed -$325K
MWE
686
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
– –
-3,950
Closed -$223K
PLL
687
DELISTED
PALL CORP
PLL
– –
-630,202
Closed -$78.4M
DTV
688
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-4,777
Closed -$443K
HCF
689
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
– –
-37,440
Closed -$274K
24 25 26 27
28

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PGFC
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WRCM
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SIAU
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BFM
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Pinnacle Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Pinnacle Associates held 692 positions worth $4.52B, down 16% from $5.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates withdrew a net $209M in Q3 2015, closing 48 positions and reducing 363 holdings. Its most notable exit was PALL CORP, an estimated $78.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Pinnacle Associates opened a new position in Infinity Pharmaceuticals, Inc. worth $11.4M.

  • Pinnacle Associates's largest Q3 2015 buy was Infinity Pharmaceuticals, Inc.: 1,345,930 shares worth $11.4M.
  • Pinnacle Associates added most to Diana Shipping in Q3 2015, an estimated $9.44M increase.
  • Pinnacle Associates's biggest Q3 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $29.3M.
  • Pinnacle Associates fully exited PALL CORP in Q3 2015, selling an estimated $78.4M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.52B portfolio in Q3 2015.
  • Pinnacle Associates opened 36 new positions and closed 48 in Q3 2015.
  • Pinnacle Associates's portfolio value fell 16% quarter-over-quarter to $4.52B.

Based on Pinnacle Associates's 13F filing for Q3 2015, filed 10 Nov 2015.