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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+4.68%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.96B
AUM Growth
-$29.3M
Cap. Flow
-$173M
Cap. Flow %
-3.48%
Top 10 Hldgs %
18.42%
Holding
670
New
35
Increased
198
Reduced
362
Closed
34

Top Buys

Rank Stock Value
1
LGF.B
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
+$21.6M
2
MDCO
Medicines Co
MDCO
+$15.1M
3
CONE
CyrusOne Inc Common Stock
CONE
+$13M
4
KITE
Kite Pharma, Inc.
KITE
+$7.75M
5
PNC icon
PNC Financial Services
PNC
+$7.64M

Top Sells

Rank Stock Value
1
STRZA
Starz - Series A
STRZA
+$41.1M
2
VAL
Valspar
VAL
+$29.4M
3
CMI icon
Cummins
CMI
+$17M
4
GCI
Gannett Co., Inc
GCI
+$14.8M
5
KDP icon
Keurig Dr Pepper
KDP
+$7.89M

Sector Composition

Rank Sector Weight
1 Technology 17.78%
2 Communication Services 15.14%
3 Healthcare 12.81%
4 Industrials 11.09%
5 Financials 8.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWK icon
651
Stanley Black & Decker
SWK
$14.9B
– –
-1,650
Closed -$203K
TLT icon
652
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
– –
-2,000
Closed -$275K
TPH
653
DELISTED
Tri Pointe Homes
TPH
– –
-10,200
Closed -$134K
VSTM icon
654
Verastem
VSTM
$536M
– –
-3,275
Closed -$52K
WCN
655
Waste Connections
WCN
$41.9B
– –
-4,994
Closed -$249K
TPC
656
Tutor Perini Cor
TPC
$4.38B
– –
-10,125
Closed -$217K
CMLS
657
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
– –
-4,475
Closed -$12K
BPL
658
DELISTED
Buckeye Partners, L.P.
BPL
– –
-2,898
Closed -$207K
FTRPR
659
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
– –
-3,100
Closed -$260K
BRCD
660
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
– –
-12,400
Closed -$114K
ADPT
661
DELISTED
Adeptus Health Inc
ADPT
– –
-9,650
Closed -$415K
HAR
662
DELISTED
Harman International Industries
HAR
– –
-2,750
Closed -$232K
RAX
663
DELISTED
Rackspace Hosting Inc
RAX
– –
-102,575
Closed -$3.25M
STRZA
664
DELISTED
Starz - Series A
STRZA
– –
-1,319,056
Closed -$41.1M
HTR
665
DELISTED
Brookfield Total Return Fund Inc
HTR
– –
-9,030
Closed -$202K
CBB.PRB
666
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
– –
-4,053
Closed -$203K
KMI.WS
667
DELISTED
Kinder Morgan Inc
KMI.WS
$0 ﹤0.01%
10,017
– –
ULQ
668
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
– –
-4,140
Closed -$208K
ENV
669
DELISTED
ENVESTNET, INC.
ENV
– –
-6,240
Closed -$227K
23 24 25 26
27

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IMCOOI
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PGFC
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WRCM
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SIAU
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BFM
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Pinnacle Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Pinnacle Associates held 670 positions worth $4.96B, down 0.59% from $4.99B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $173M in Q4 2016, closing 34 positions and reducing 362 holdings. Its most notable exit was Starz - Series A, an estimated $41.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Lions Gate Entertainment Corp. Class B Non-Voting Shares worth $20.8M.

  • Pinnacle Associates's largest Q4 2016 buy was Lions Gate Entertainment Corp. Class B Non-Voting Shares: 847,864 shares worth $20.8M.
  • Pinnacle Associates added most to Medicines Co in Q4 2016, an estimated $15.1M increase.
  • Pinnacle Associates's biggest Q4 2016 reduction was Valspar, cutting an estimated $29.4M.
  • Pinnacle Associates fully exited Starz - Series A in Q4 2016, selling an estimated $41.1M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $4.96B portfolio in Q4 2016.
  • Pinnacle Associates opened 35 new positions and closed 34 in Q4 2016.
  • Pinnacle Associates's portfolio value fell 0.59% quarter-over-quarter to $4.96B.

Based on Pinnacle Associates's 13F filing for Q4 2016, filed 10 Feb 2017.