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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-10.48%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.52B
AUM Growth
-$867M
Cap. Flow
-$209M
Cap. Flow %
-4.61%
Top 10 Hldgs %
20.61%
Holding
692
New
36
Increased
208
Reduced
363
Closed
48

Top Buys

Rank Stock Value
1
INFI
Infinity Pharmaceuticals, Inc.
INFI
+$12.4M
2
PTCT icon
PTC Therapeutics
PTCT
+$10.2M
3
DSX icon
Diana Shipping
DSX
+$9.44M
4
AMCX icon
AMC Global Media
AMCX
+$8.75M
5
TDS icon
Telephone and Data Systems
TDS
+$8.64M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$78.4M
2
MSGS icon
Madison Square Garden
MSGS
+$46.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$29.3M
4
RCL icon
Royal Caribbean
RCL
+$28.4M
5
HP icon
Helmerich & Payne
HP
+$12.5M

Sector Composition

Rank Sector Weight
1 Communication Services 15.57%
2 Healthcare 14.81%
3 Technology 14.05%
4 Industrials 13.05%
5 Consumer Discretionary 7.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRWN
626
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$64K ﹤0.01%
12,000
– –
OCSL icon
627
Oaktree Specialty Lending
OCSL
$1.02B
$63K ﹤0.01%
3,420
+2
+0.1% +$39
LYG icon
628
Lloyds Banking Group
LYG
$89.5B
$61K ﹤0.01%
13,300
– –
CRTN
629
DELISTED
Cartesian, Inc.
CRTN
$60K ﹤0.01%
24,450
+11,850
+94% +$34.2K
BTE icon
630
Baytex Energy
BTE
$3.25B
$49K ﹤0.01%
15,331
– –
SBS icon
631
Sabesp
SBS
$19.1B
$47K ﹤0.01%
61,878
– –
PDS
632
Precision Drilling
PDS
$999M
$46K ﹤0.01%
612
+15
+3% +$1.43K
FRO icon
633
Frontline
FRO
$8.76B
$43K ﹤0.01%
+3,160
New +$42.4K
FWM
634
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$33K ﹤0.01%
31,500
+19,550
+164% +$47.6K
VSTM icon
635
Verastem
VSTM
$510M
$28K ﹤0.01%
1,292
-525
-29% -$41.5K
PALI icon
636
Palisade Bio
PALI
$330M
– –
0
– –
PGH
637
DELISTED
Pengrowth Energy Corporation
PGH
$13K ﹤0.01%
15,445
-1,500
-9% -$2.17K
MUX icon
638
McEwen Inc
MUX
$1.03B
$11K ﹤0.01%
1,281
– –
KMI.WS
639
DELISTED
Kinder Morgan Inc
KMI.WS
$10K ﹤0.01%
10,729
-800
-7% -$1.23K
SMT
640
DELISTED
SMART TECHNOLOGIES INC COM NEW
SMT
$7K ﹤0.01%
+1,150
New +$9.09K
NBG
641
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$5K ﹤0.01%
+10,000
New +$8.13K
AA icon
642
Alcoa
AA
$11.9B
– –
-4,434
Closed -$119K
AVAV icon
643
AeroVironment
AVAV
$7.56B
– –
-11,965
Closed -$312K
AVNS
644
DELISTED
Avanos Medical
AVNS
– –
-5,619
Closed -$228K
BH icon
645
Biglari Holdings Class B
BH
$1.25B
– –
-900
Closed -$248K
BKLN icon
646
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-22,198
Closed -$528K
CG icon
647
Carlyle Group
CG
$16.6B
– –
-8,525
Closed -$240K
CI icon
648
Cigna
CI
$73.8B
– –
-1,600
Closed -$259K
CSTM icon
649
Constellium
CSTM
$3.76B
– –
-37,543
Closed -$444K
DBC icon
650
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
– –
-190,331
Closed -$3.43M
24 25
26
27 28

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PGFC
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WRCM
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SIAU
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BFM
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SF
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MAM
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Pinnacle Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Pinnacle Associates held 692 positions worth $4.52B, down 16% from $5.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates withdrew a net $209M in Q3 2015, closing 48 positions and reducing 363 holdings. Its most notable exit was PALL CORP, an estimated $78.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Pinnacle Associates opened a new position in Infinity Pharmaceuticals, Inc. worth $11.4M.

  • Pinnacle Associates's largest Q3 2015 buy was Infinity Pharmaceuticals, Inc.: 1,345,930 shares worth $11.4M.
  • Pinnacle Associates added most to Diana Shipping in Q3 2015, an estimated $9.44M increase.
  • Pinnacle Associates's biggest Q3 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $29.3M.
  • Pinnacle Associates fully exited PALL CORP in Q3 2015, selling an estimated $78.4M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.52B portfolio in Q3 2015.
  • Pinnacle Associates opened 36 new positions and closed 48 in Q3 2015.
  • Pinnacle Associates's portfolio value fell 16% quarter-over-quarter to $4.52B.

Based on Pinnacle Associates's 13F filing for Q3 2015, filed 10 Nov 2015.