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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.91B
AUM Growth
-$212M
Cap. Flow
-$116M
Cap. Flow %
-2.36%
Top 10 Hldgs %
20.73%
Holding
646
New
34
Increased
221
Reduced
321
Closed
23

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$27.5M
2
PLCM
POLYCOM INC
PLCM
+$14.9M
3
AGN
Allergan plc
AGN
+$12.3M
4
IRDM icon
Iridium Communications
IRDM
+$10.4M
5
AMCX icon
AMC Global Media
AMCX
+$9.04M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$29.4M
2
FWONA icon
Liberty Media Series A
FWONA
+$27.4M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$18.5M
4
RFMD
RF MICRO DEVICES INC
RFMD
+$17M
5
LVLT
Level 3 Communications Inc
LVLT
+$16.6M

Sector Composition

Rank Sector Weight
1 Industrials 14.25%
2 Healthcare 12.75%
3 Communication Services 12.66%
4 Technology 12.17%
5 Consumer Discretionary 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
626
Illumina
ILMN
$31B
– –
-1,234
Closed -$214K
IWO icon
627
iShares Russell 2000 Growth ETF
IWO
$14.4B
– –
-1,626
Closed -$225K
MHN
628
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
– –
-27,603
Closed -$380K
PDM
629
Piedmont Realty Trust
PDM
$1.25B
– –
-10,116
Closed -$192K
TBT icon
630
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$300M
– –
-3,420
Closed -$208K
EXPR
631
DELISTED
Express, Inc.
EXPR
– –
-1,108
Closed -$377K
AMTD
632
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-6,500
Closed -$204K
SDRL
633
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-305
Closed -$3.26M
CALL
634
DELISTED
magicJack VocalTec Ltd
CALL
– –
-11,198
Closed -$169K
TIME
635
DELISTED
Time Inc.
TIME
– –
-17,612
Closed -$427K
RDEN
636
DELISTED
ELIZABETH ARDEN INC
RDEN
– –
-11,900
Closed -$255K
IRF
637
DELISTED
INTL RECTIFIER CORP
IRF
– –
-42,525
Closed -$1.19M
NQJ
638
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
– –
-11,850
Closed -$163K
HSH
639
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-18,566
Closed -$1.16M
SI
640
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-5,883
Closed -$778K
GG
641
DELISTED
Goldcorp Inc
GG
– –
-7,188
Closed -$201K
NIHD
642
DELISTED
NII HOLDINGS INC CL B
NIHD
– –
-45,400
Closed -$25K
22 23 24 25
26

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WRCM
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SIAU
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BFM
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Pinnacle Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Pinnacle Associates held 646 positions worth $4.91B, down 4.1% from $5.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates's Q3 2014 filing shows 34 new, 221 increased, 321 reduced and 23 closed positions. Its largest new stake was Liberty Media Series C: 1,074,145 shares worth $27M. The largest sale was The Mosaic Company, an estimated $29.4M.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Communication Services.

  • Pinnacle Associates's largest Q3 2014 buy was Liberty Media Series C: 1,074,145 shares worth $27M.
  • Pinnacle Associates added most to Iridium Communications in Q3 2014, an estimated $10.4M increase.
  • Pinnacle Associates's biggest Q3 2014 reduction was The Mosaic Company, cutting an estimated $29.4M.
  • Pinnacle Associates fully exited Golar LNG in Q3 2014, selling an estimated $5.48M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.91B portfolio in Q3 2014.
  • Pinnacle Associates opened 34 new positions and closed 23 in Q3 2014.
  • Pinnacle Associates's portfolio value fell 4.1% quarter-over-quarter to $4.91B.

Based on Pinnacle Associates's 13F filing for Q3 2014, filed 12 Nov 2014.