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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+4.15%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+779.36%
AUM
$5.2B
AUM Growth
-$219M
Cap. Flow
-$370M
Cap. Flow %
-7.11%
Top 10 Hldgs %
18.34%
Holding
708
New
42
Increased
173
Reduced
401
Closed
28

Top Buys

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$13.6M
2
ALK icon
Alaska Air
ALK
+$9.49M
3
DAL icon
Delta Air Lines
DAL
+$7.84M
4
MWA icon
Mueller Water Products
MWA
+$4.38M
5
BAC icon
Bank of America
BAC
+$3.31M

Top Sells

Rank Stock Value
1
LVLT
Level 3 Communications Inc
LVLT
+$45.4M
2
KITE
Kite Pharma, Inc.
KITE
+$42.2M
3
LRCX icon
Lam Research
LRCX
+$19.8M
4
RCL icon
Royal Caribbean
RCL
+$13.4M
5
QRVO icon
Qorvo
QRVO
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 22.96%
2 Communication Services 15.52%
3 Healthcare 14.9%
4 Industrials 9.99%
5 Miscellaneous 9.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVRI
601
DELISTED
Everi Holdings
EVRI
$251K ﹤0.01%
33,250
-15,000
-31% -$121K
SFL icon
602
SFL Corp
SFL
$1.84B
$251K ﹤0.01%
16,225
-157
-1% -$2.36K
COR icon
603
Cencora
COR
$61.7B
$250K ﹤0.01%
2,725
-270
-9% -$22.3K
XLI icon
604
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
$247K ﹤0.01%
3,265
+114
+4% +$8.29K
NLY icon
605
Annaly Capital Management
NLY
$16.1B
$246K ﹤0.01%
5,171
-157
-3% -$7.45K
OKE icon
606
Oneok
OKE
$59.7B
$245K ﹤0.01%
4,585
– –
ATI icon
607
ATI
ATI
$25.4B
$244K ﹤0.01%
10,115
– –
PRGO icon
608
Perrigo
PRGO
$1.88B
$244K ﹤0.01%
2,799
-4,500
-62% -$386K
INDA icon
609
iShares MSCI India ETF
INDA
$6.45B
$243K ﹤0.01%
6,750
– –
ELD icon
610
WisdomTree Emerging Markets Local Debt Fund
ELD
$141M
$242K ﹤0.01%
+6,300
New +$240K
AEG icon
611
Aegon
AEG
$13.4B
$241K ﹤0.01%
47,130
– –
REM icon
612
iShares Mortgage Real Estate ETF
REM
$492M
$241K ﹤0.01%
5,325
+155
+3% +$7.13K
CTT
613
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$239K ﹤0.01%
+18,200
New +$236K
AIN icon
614
Albany International
AIN
$1.69B
$238K ﹤0.01%
3,875
-300
-7% -$18.1K
IWR icon
615
iShares Russell Mid-Cap ETF
IWR
$55.4B
$238K ﹤0.01%
4,580
+4
+0.1% +$203
CY
616
DELISTED
Cypress Semiconductor
CY
$236K ﹤0.01%
+15,500
New +$246K
SLF icon
617
Sun Life Financial
SLF
$44.8B
$234K ﹤0.01%
5,658
– –
VTV icon
618
Vanguard Morningstar Value ETF
VTV
$190B
$231K ﹤0.01%
2,176
– –
ADI icon
619
Analog Devices
ADI
$175B
$228K ﹤0.01%
2,563
-11
-0.4% -$974
ULQ
620
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$227K ﹤0.01%
4,535
-350
-7% -$17.5K
SPSB icon
621
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$11.3B
$226K ﹤0.01%
7,424
-200
-3% -$6.11K
NJR icon
622
New Jersey Resources
NJR
$5.41B
$225K ﹤0.01%
5,588
– –
RDI icon
623
Reading International Class A
RDI
$46.5M
$224K ﹤0.01%
13,430
– –
MNK
624
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$223K ﹤0.01%
9,900
+1,875
+23% +$50.3K
SEE
625
DELISTED
Sealed Air
SEE
$222K ﹤0.01%
+4,512
New +$207K
23 24
25
26 27

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HI
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FT
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SF
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CL
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KPWS
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CCM
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CLOS
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Pinnacle Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Pinnacle Associates held 708 positions worth $5.2B, down 4% from $5.42B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Pinnacle Associates withdrew a net $370M in Q4 2017, closing 28 positions and reducing 401 holdings. Its most notable exit was Level 3 Communications Inc, an estimated $45.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Intercept Pharmaceuticals, Inc. worth $12.6M.

  • Pinnacle Associates's largest Q4 2017 buy was Intercept Pharmaceuticals, Inc.: 215,290 shares worth $12.6M.
  • Pinnacle Associates added most to Delta Air Lines in Q4 2017, an estimated $7.84M increase.
  • Pinnacle Associates's biggest Q4 2017 reduction was Lam Research, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $45.4M.
  • Pinnacle Associates's ten largest holdings make up 18% of its $5.2B portfolio in Q4 2017.
  • Pinnacle Associates opened 42 new positions and closed 28 in Q4 2017.
  • Pinnacle Associates's portfolio value fell 4% quarter-over-quarter to $5.2B.

Based on Pinnacle Associates's 13F filing for Q4 2017, filed 12 Feb 2018.