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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-10.48%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.52B
AUM Growth
-$867M
Cap. Flow
-$209M
Cap. Flow %
-4.61%
Top 10 Hldgs %
20.61%
Holding
692
New
36
Increased
208
Reduced
363
Closed
48

Top Buys

Rank Stock Value
1
INFI
Infinity Pharmaceuticals, Inc.
INFI
+$12.4M
2
PTCT icon
PTC Therapeutics
PTCT
+$10.2M
3
DSX icon
Diana Shipping
DSX
+$9.44M
4
AMCX icon
AMC Global Media
AMCX
+$8.75M
5
TDS icon
Telephone and Data Systems
TDS
+$8.64M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$78.4M
2
MSGS icon
Madison Square Garden
MSGS
+$46.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$29.3M
4
RCL icon
Royal Caribbean
RCL
+$28.4M
5
HP icon
Helmerich & Payne
HP
+$12.5M

Sector Composition

Rank Sector Weight
1 Communication Services 15.57%
2 Healthcare 14.81%
3 Technology 14.05%
4 Industrials 13.05%
5 Consumer Discretionary 7.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWO
601
Two Harbors Investment
TWO
$1.27B
$161K ﹤0.01%
+2,288
New +$178K
MFC icon
602
Manulife Financial
MFC
$73.9B
$160K ﹤0.01%
10,308
– –
MHI
603
DELISTED
Pioneer Municipal High Income Fund
MHI
$155K ﹤0.01%
12,214
-386
-3% -$4.73K
IIP
604
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$153K ﹤0.01%
+25,000
New +$153K
GSIG
605
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$151K ﹤0.01%
11,850
-1,000
-8% -$13.5K
NXRT
606
NexPoint Residential Trust
NXRT
$666M
$147K ﹤0.01%
10,986
-69
-0.6% -$907
RNDY
607
DELISTED
ROUNDYS INC COM STK
RNDY
$146K ﹤0.01%
62,800
-100
-0.2% -$265
PMF
608
DELISTED
PIMCO Municipal Income Fund
PMF
$144K ﹤0.01%
+10,000
New +$141K
PML
609
PIMCO Municipal Income Fund II
PML
$485M
$144K ﹤0.01%
+12,000
New +$142K
DIAX
610
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$141K ﹤0.01%
10,456
-441
-4% -$6.32K
EWJ icon
611
iShares MSCI Japan ETF
EWJ
$21.9B
$138K ﹤0.01%
3,020
-1,313
-30% -$64.8K
NBR icon
612
Nabors Industries
NBR
$1.27B
$129K ﹤0.01%
274
– –
ADAM
613
Adamas Trust
ADAM
$815M
$127K ﹤0.01%
+5,794
New +$161K
PBY
614
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
$124K ﹤0.01%
10,175
+175
+2% +$2.06K
NTIP icon
615
Network-1 Technologies
NTIP
$37M
$114K ﹤0.01%
+56,300
New +$123K
HUN icon
616
Huntsman Corp
HUN
$1.71B
$103K ﹤0.01%
+10,600
New +$182K
WEN icon
617
Wendy's
WEN
$1.4B
$99K ﹤0.01%
11,452
– –
ERF
618
DELISTED
Enerplus Corporation
ERF
$89K ﹤0.01%
18,400
+1,400
+8% +$8.88K
EGIO
619
DELISTED
Edgio, Inc. Common Stock
EGIO
$87K ﹤0.01%
1,140
– –
BB icon
620
BlackBerry
BB
$4.98B
$80K ﹤0.01%
+13,100
New +$97.8K
EVRI
621
DELISTED
Everi Holdings
EVRI
$77K ﹤0.01%
15,000
– –
SKIS
622
DELISTED
Peak Resorts, Inc.
SKIS
$72K ﹤0.01%
10,500
– –
ALU
623
DELISTED
Alcatel-Lucent
ALU
$68K ﹤0.01%
18,523
-91
-0.5% -$319
CLNE icon
624
Clean Energy Fuels
CLNE
$427M
$67K ﹤0.01%
14,990
-6,400
-30% -$33.2K
B
625
Barrick Mining
B
$61.5B
$67K ﹤0.01%
10,577
-748
-7% -$5.63K
23 24
25
26 27

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IMCOOI
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PGFC
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WRCM
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SIAU
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BFM
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MAM
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Pinnacle Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Pinnacle Associates held 692 positions worth $4.52B, down 16% from $5.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates withdrew a net $209M in Q3 2015, closing 48 positions and reducing 363 holdings. Its most notable exit was PALL CORP, an estimated $78.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Pinnacle Associates opened a new position in Infinity Pharmaceuticals, Inc. worth $11.4M.

  • Pinnacle Associates's largest Q3 2015 buy was Infinity Pharmaceuticals, Inc.: 1,345,930 shares worth $11.4M.
  • Pinnacle Associates added most to Diana Shipping in Q3 2015, an estimated $9.44M increase.
  • Pinnacle Associates's biggest Q3 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $29.3M.
  • Pinnacle Associates fully exited PALL CORP in Q3 2015, selling an estimated $78.4M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.52B portfolio in Q3 2015.
  • Pinnacle Associates opened 36 new positions and closed 48 in Q3 2015.
  • Pinnacle Associates's portfolio value fell 16% quarter-over-quarter to $4.52B.

Based on Pinnacle Associates's 13F filing for Q3 2015, filed 10 Nov 2015.