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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+779.36%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$159M
Cap. Flow %
-3.49%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Miscellaneous 14.39%
3 Healthcare 13.22%
4 Communication Services 12.59%
5 Industrials 11.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDAY
576
USA Today Co
TDAY
$965M
$360K 0.01%
+56,478
New +$414K
SPSB icon
577
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$11.3B
$356K 0.01%
11,545
– –
SPFF icon
578
Global X SuperIncome Preferred ETF
SPFF
$139M
$354K 0.01%
30,178
-1,010
-3% -$11.8K
AAPL icon
579
CALL
Apple
AAPL
$4.88T
$352K 0.01%
+4,800
New +$309K
KEY icon
580
KeyCorp
KEY
$23B
$350K 0.01%
17,307
-1,217
-7% -$23K
ADI icon
581
Analog Devices
ADI
$177B
$347K 0.01%
2,921
-296
-9% -$33.4K
WTPI
582
PUT
WisdomTree Equity Premium Income Fund
WTPI
$533M
$347K 0.01%
1,217,000
-138,000
-10% -$3.9M
IP icon
583
International Paper
IP
$18.2B
$345K 0.01%
7,913
-778
-9% -$32.6K
DOC
584
DELISTED
PHYSICIANS REALTY TRUST
DOC
$345K 0.01%
18,205
-450
-2% -$8.25K
CGC
585
Canopy Growth
CGC
$391M
$343K 0.01%
1,624
-35
-2% -$6.95K
INTF icon
586
iShares International Equity Factor ETF
INTF
$3.74B
$343K 0.01%
+12,670
New +$334K
AAL icon
587
American Airlines Group
AAL
$8.51B
$342K 0.01%
11,910
+700
+6% +$20K
AMD icon
588
Advanced Micro Devices
AMD
$848B
$338K 0.01%
+7,381
New +$272K
ARE icon
589
Alexandria Real Estate Equities
ARE
$9.18B
$338K 0.01%
+2,094
New +$330K
REGN icon
590
CALL
Regeneron Pharmaceuticals
REGN
$79.7B
$338K 0.01%
+900
New +$303K
GLPI icon
591
Gaming and Leisure Properties
GLPI
$11.9B
$336K 0.01%
7,797
– –
IYR icon
592
iShares US Real Estate ETF
IYR
$4.29B
$330K 0.01%
3,550
-50
-1% -$4.64K
MSI icon
593
Motorola Solutions
MSI
$77.3B
$330K 0.01%
2,050
+115
+6% +$18.9K
BIDU icon
594
Baidu
BIDU
$30.4B
$327K 0.01%
2,586
+361
+16% +$41K
PPG icon
595
PPG Industries
PPG
$23.5B
$327K 0.01%
2,450
-15
-0.6% -$1.9K
BHK icon
596
BlackRock Core Bond Trust
BHK
$619M
$325K 0.01%
22,305
-468
-2% -$6.76K
SMH icon
597
VanEck Semiconductor ETF
SMH
$68B
$325K 0.01%
4,600
– –
TMO icon
598
CALL
Thermo Fisher Scientific
TMO
$239B
$325K 0.01%
+1,000
New +$303K
SPY icon
599
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$801B
$322K 0.01%
+1,000
New +$308K
BRKL
600
DELISTED
Brookline Bancorp
BRKL
$321K 0.01%
19,500
– –
22 23
24
25 26

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UBP
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HI
Horizon Investments Charlotte, North Carolina $9.13B AUM 34.49% 1-Year Est. Return
FT
Fiduciary Trust Boston, Massachusetts $9.19B AUM 25.65% 1-Year Est. Return
SF
Summit Financial Parsippany, New Jersey $9.12B AUM 27.44% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $9.11B AUM 26.3% 1-Year Est. Return
KPWS
Kestra Private Wealth Services Austin, Texas $9.1B AUM 32.09% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $9.24B AUM 21.27% 1-Year Est. Return
CLOS
Compagnie Lombard Odier SCmA 1204 Geneva, Switzerland $9.25B AUM 27.04% 1-Year Est. Return

Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $159M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Miscellaneous and Healthcare.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.