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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+11.23%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TE
576
DELISTED
TECO ENERGY INC
TE
– –
-94,732
Closed -$1.63M
IO
577
DELISTED
ION Geophysical Corporation
IO
– –
-69,496
Closed -$6.28M
EPB
578
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
– –
-14,751
Closed -$644K
CHTP
579
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
– –
-14,000
Closed -$32K
APA.PRD
580
DELISTED
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
– –
-47,830
Closed -$2.28M
GSX
581
DELISTED
GASCO ENERGY INC
GSX
– –
-212,000
Closed -$6K
MKTAY
582
DELISTED
MAKITA CORP SPONS ADR
MKTAY
– –
-9,300
Closed -$504K
FON
583
DELISTED
SPRINT CORP FON COM
FON
– –
-681,216
Closed -$4.78M
NWS
584
DELISTED
THE NEWS CORPORATION LTD CL-B
NWS
– –
-92,015
Closed -$3.02M
NWSA
585
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-7,308
Closed -$238K
20 21 22 23
24

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Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.