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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+11.23%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUR
551
DELISTED
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
$114K ﹤0.01%
+10,190
New +$126K
JGT
552
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$112K ﹤0.01%
10,673
-600
-5% -$6.49K
VLY icon
553
Valley National Bancorp
VLY
$7.92B
$108K ﹤0.01%
10,850
– –
INWK
554
DELISTED
InnerWorkings, Inc.
INWK
$98K ﹤0.01%
10,000
– –
AA icon
555
Alcoa
AA
$11.9B
$95K ﹤0.01%
4,857
-832
-15% -$16.1K
AUQ
556
DELISTED
AURICO GOLD INC COM
AUQ
$86K ﹤0.01%
22,565
-21,000
-48% -$94.3K
CIM
557
Chimera Investment
CIM
$1.06B
$84K ﹤0.01%
+1,847
New +$82.1K
RAD
558
DELISTED
Rite Aid Corporation
RAD
$72K ﹤0.01%
755
– –
ALU
559
DELISTED
Alcatel-Lucent
ALU
$71K ﹤0.01%
21,053
– –
ANR
560
DELISTED
Alpha Natural Resources Inc
ANR
$70K ﹤0.01%
11,724
+250
+2% +$1.47K
HK
561
DELISTED
Halcon Resources Corporation
HK
$48K ﹤0.01%
63
+3
+5% +$2.73K
EGIO
562
DELISTED
Edgio, Inc. Common Stock
EGIO
$45K ﹤0.01%
+586
New +$51.4K
CRWN
563
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$37K ﹤0.01%
12,000
– –
RBBN icon
564
Ribbon Communications
RBBN
$373M
$34K ﹤0.01%
2,000
– –
SSKN
565
DELISTED
Strata Skin Sciences
SSKN
$20K ﹤0.01%
56
– –
BCS icon
566
Barclays
BCS
$93.4B
– –
-35,513
Closed -$519K
EMB icon
567
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
– –
-2,076
Closed -$227K
MEI icon
568
Methode Electronics
MEI
$486M
– –
-16,100
Closed -$274K
NTAP icon
569
NetApp
NTAP
$34.1B
– –
-5,925
Closed -$224K
PFF icon
570
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-6,915
Closed -$272K
VNET
571
VNET Group
VNET
$2.08B
– –
-19,462
Closed -$221K
XLU icon
572
State Street Utilities Select Sector SPDR ETF
XLU
$23B
– –
-19,990
Closed -$376K
FRBK
573
DELISTED
Republic First Bancorp Inc
FRBK
– –
-11,000
Closed -$31K
BPL
574
DELISTED
Buckeye Partners, L.P.
BPL
– –
-3,095
Closed -$217K
ARIA
575
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-12,250
Closed -$214K
20 21 22
23
24

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Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.