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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
-10.48%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.52B
AUM Growth
-$867M
Cap. Flow
-$209M
Cap. Flow %
-4.61%
Top 10 Hldgs %
20.61%
Holding
692
New
36
Increased
208
Reduced
363
Closed
48

Top Buys

Rank Stock Value
1
INFI
Infinity Pharmaceuticals, Inc.
INFI
+$12.4M
2
PTCT icon
PTC Therapeutics
PTCT
+$10.2M
3
DSX icon
Diana Shipping
DSX
+$9.44M
4
AMCX icon
AMC Global Media
AMCX
+$8.75M
5
TDS icon
Telephone and Data Systems
TDS
+$8.64M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$78.4M
2
MSGS icon
Madison Square Garden
MSGS
+$46.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$29.3M
4
RCL icon
Royal Caribbean
RCL
+$28.4M
5
HP icon
Helmerich & Payne
HP
+$12.5M

Sector Composition

Rank Sector Weight
1 Communication Services 15.57%
2 Healthcare 14.81%
3 Technology 14.05%
4 Industrials 13.05%
5 Consumer Discretionary 7.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSCC icon
526
Lattice Semiconductor
LSCC
$17.6B
$292K 0.01%
75,900
+3,200
+4% +$14.7K
DRII
527
DELISTED
DIAMOND RESORTS INTL, INC
DRII
$292K 0.01%
+12,500
New +$345K
GM icon
528
General Motors
GM
$80.4B
$290K 0.01%
9,667
+3,231
+50% +$99K
JAZZ icon
529
Jazz Pharmaceuticals
JAZZ
$15.9B
$290K 0.01%
2,180
-50
-2% -$8.61K
CBM
530
DELISTED
Cambrex Corporation
CBM
$290K 0.01%
+7,313
New +$342K
EEB
531
DELISTED
Invesco BRIC ETF
EEB
$289K 0.01%
12,235
-925
-7% -$24.2K
HOG icon
532
Harley-Davidson
HOG
$2.58B
$282K 0.01%
5,135
-200
-4% -$11.3K
WYNN icon
533
Wynn Resorts
WYNN
$10.3B
$282K 0.01%
5,311
-5,929
-53% -$515K
NBIS
534
Nebius Group N.V.
NBIS
$48.3B
$282K 0.01%
26,290
+13,478
+105% +$176K
K
535
DELISTED
Kellanova
K
$279K 0.01%
4,471
-318
-7% -$19.8K
VUG icon
536
Vanguard Morningstar Growth ETF
VUG
$220B
$274K 0.01%
16,410
+2,658
+19% +$47.1K
KLAC icon
537
KLA
KLAC
$239B
$273K 0.01%
54,600
-14,950
-21% -$76.9K
TYC
538
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$273K 0.01%
7,780
+74
+1% +$2.85K
ENV
539
DELISTED
ENVESTNET, INC.
ENV
$272K 0.01%
9,070
+3,010
+50% +$110K
VRP icon
540
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$270K 0.01%
11,125
+1,575
+16% +$38.6K
AAIC
541
DELISTED
Arlington Asset Investment Corp.
AAIC
$270K 0.01%
+19,200
New +$340K
HBI
542
DELISTED
Hanesbrands
HBI
$269K 0.01%
9,300
+1,080
+13% +$33.5K
MPT
543
Medical Properties Trust
MPT
$2.77B
$268K 0.01%
24,250
-2,799
-10% -$34.7K
OEF icon
544
iShares S&P 100 ETF
OEF
$20.1B
$264K 0.01%
3,110
-200
-6% -$17.9K
SFL icon
545
SFL Corp
SFL
$1.64B
$264K 0.01%
16,225
– –
OPK icon
546
Opko Health
OPK
$985M
$263K 0.01%
31,300
+14,300
+84% +$189K
TD icon
547
Toronto Dominion Bank
TD
$198B
$262K 0.01%
6,650
-150
-2% -$5.97K
GAP
548
The Gap Inc
GAP
$7.23B
$260K 0.01%
9,130
-410
-4% -$14.1K
MITT
549
TPG Mortgage Investment Trust
MITT
$222M
$259K 0.01%
+5,667
New +$292K
PCL
550
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$255K 0.01%
6,442
+20
+0.3% +$802
20 21
22
23 24

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IMCOOI
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PGFC
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WRCM
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SIAU
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BFM
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SF
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MAM
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Pinnacle Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Pinnacle Associates held 692 positions worth $4.52B, down 16% from $5.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates withdrew a net $209M in Q3 2015, closing 48 positions and reducing 363 holdings. Its most notable exit was PALL CORP, an estimated $78.4M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 16% of assets, up from 15% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Pinnacle Associates opened a new position in Infinity Pharmaceuticals, Inc. worth $11.4M.

  • Pinnacle Associates's largest Q3 2015 buy was Infinity Pharmaceuticals, Inc.: 1,345,930 shares worth $11.4M.
  • Pinnacle Associates added most to Diana Shipping in Q3 2015, an estimated $9.44M increase.
  • Pinnacle Associates's biggest Q3 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $29.3M.
  • Pinnacle Associates fully exited PALL CORP in Q3 2015, selling an estimated $78.4M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.52B portfolio in Q3 2015.
  • Pinnacle Associates opened 36 new positions and closed 48 in Q3 2015.
  • Pinnacle Associates's portfolio value fell 16% quarter-over-quarter to $4.52B.

Based on Pinnacle Associates's 13F filing for Q3 2015, filed 10 Nov 2015.