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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+13.47%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.57B
AUM Growth
+$321M
Cap. Flow
-$161M
Cap. Flow %
-3.53%
Top 10 Hldgs %
17.11%
Holding
760
New
56
Increased
232
Reduced
366
Closed
49

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$13.4M
2
CUB
Cubic Corporation
CUB
+$9.35M
3
PLUG icon
Plug Power
PLUG
+$8.17M
4
FARO
Faro Technologies
FARO
+$7.46M
5
AEIS icon
Advanced Energy
AEIS
+$6.95M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$23.4M
2
ALDR
Alder Biopharmaceuticals
ALDR
+$17M
3
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$15.8M
4
MDCO
Medicines Co
MDCO
+$15.3M
5
LRCX icon
Lam Research
LRCX
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 23.18%
2 Healthcare 12.25%
3 Communication Services 11.33%
4 Industrials 11.13%
5 Financials 8.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRDM icon
26
Iridium Communications
IRDM
$4.7B
$36.8M 0.81%
1,495,015
-155,002
-9% -$3.71M
MDY icon
27
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$36.7M 0.8%
97,780
-712
-0.7% -$257K
MRK icon
28
Merck
MRK
$322B
$35.6M 0.78%
410,321
-41,635
-9% -$3.42M
COHR icon
29
Coherent
COHR
$43.4B
$35.3M 0.77%
1,047,611
+421,713
+67% +$13.4M
DISCK
30
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$35.1M 0.77%
1,151,130
-117,871
-9% -$3.3M
VEU icon
31
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$34.5M 0.75%
641,295
+7,186
+1% +$373K
CMCSA icon
32
Comcast
CMCSA
$87.3B
$34.4M 0.75%
765,970
-13,458
-2% -$599K
JNJ icon
33
Johnson & Johnson
JNJ
$640B
$33.1M 0.72%
226,647
+10,902
+5% +$1.48M
TGNA
34
DELISTED
TEGNA Inc
TGNA
$33M 0.72%
1,977,207
-211,477
-10% -$3.29M
CSCO icon
35
Cisco
CSCO
$443B
$32.9M 0.72%
685,669
+13,777
+2% +$640K
PRKS icon
36
United Parks & Resorts
PRKS
$2.19B
$32.2M 0.71%
1,016,470
+208,945
+26% +$6.03M
HD icon
37
Home Depot
HD
$337B
$31.1M 0.68%
142,558
+756
+0.5% +$171K
CAE icon
38
CAE Inc. Common Shares
CAE
$8.44B
$30.7M 0.67%
1,159,919
-96,795
-8% -$2.49M
CUB
39
DELISTED
Cubic Corporation
CUB
$30.4M 0.67%
478,462
+138,242
+41% +$9.35M
AMZN icon
40
Amazon
AMZN
$2.44T
$30.3M 0.66%
327,920
+25,940
+9% +$2.3M
HXL icon
41
Hexcel
HXL
$7.97B
$29.8M 0.65%
406,596
-36,268
-8% -$2.79M
T icon
42
AT&T
T
$164B
$29.5M 0.65%
999,891
-25,142
-2% -$726K
BA icon
43
Boeing
BA
$169B
$29.3M 0.64%
90,001
+594
+0.7% +$210K
MNDT
44
DELISTED
Mandiant, Inc. Common Stock
MNDT
$28.5M 0.62%
1,724,348
-143,395
-8% -$2.3M
IVV icon
45
iShares Core S&P 500 ETF
IVV
$858B
$27.8M 0.61%
85,906
+2,987
+4% +$924K
VYM icon
46
Vanguard High Dividend Yield ETF
VYM
$80.8B
$27.5M 0.6%
293,456
-656
-0.2% -$59.5K
RJF icon
47
Raymond James Financial
RJF
$33.5B
$27.3M 0.6%
457,196
-38,248
-8% -$2.21M
INTC icon
48
Intel
INTC
$413B
$27.1M 0.59%
453,376
-2,579
-0.6% -$144K
AQUA
49
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$26.9M 0.59%
1,420,857
-128,875
-8% -$2.31M
PG icon
50
Procter & Gamble
PG
$340B
$26.4M 0.58%
211,581
+7,858
+4% +$961K
1
2
3 4 5

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Pinnacle Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Pinnacle Associates held 760 positions worth $4.57B, up 7.6% from $4.25B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Pinnacle Associates withdrew a net $161M in Q4 2019, closing 49 positions and reducing 366 holdings. Its most notable exit was Alder Biopharmaceuticals, an estimated $17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Pinnacle Associates opened a new position in Plug Power worth $8.49M.

  • Pinnacle Associates's largest Q4 2019 buy was Plug Power: 2,687,823 shares worth $8.49M.
  • Pinnacle Associates added most to Coherent in Q4 2019, an estimated $13.4M increase.
  • Pinnacle Associates's biggest Q4 2019 reduction was Apple, cutting an estimated $23.4M.
  • Pinnacle Associates fully exited Alder Biopharmaceuticals in Q4 2019, selling an estimated $17M.
  • Pinnacle Associates's ten largest holdings make up 17% of its $4.57B portfolio in Q4 2019.
  • Pinnacle Associates opened 56 new positions and closed 49 in Q4 2019.
  • Pinnacle Associates's portfolio value rose 7.6% quarter-over-quarter to $4.57B.

Based on Pinnacle Associates's 13F filing for Q4 2019, filed 3 Feb 2020.