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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+11.23%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
426
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$554K 0.01%
6,564
-2,810
-30% -$237K
RDY icon
427
Dr. Reddy's Laboratories
RDY
$9.85B
$542K 0.01%
71,725
-25,090
-26% -$182K
DIA icon
428
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$539K 0.01%
3,569
+47
+1% +$7.17K
OEF icon
429
iShares S&P 100 ETF
OEF
$19.9B
$534K 0.01%
7,130
-2,392
-25% -$180K
VE
430
DELISTED
VEOLIA ENVIRONNEMENT
VE
$534K 0.01%
31,175
-550
-2% -$8.04K
AMZN icon
431
Amazon
AMZN
$2.53T
$528K 0.01%
33,780
-20,800
-38% -$310K
FAX
432
abrdn Asia-Pacific Income Fund
FAX
$597M
$521K 0.01%
14,326
-251
-2% -$9.18K
MA icon
433
Mastercard
MA
$510B
$510K 0.01%
7,580
– –
BBVA icon
434
Banco Bilbao Vizcaya Argentaria
BBVA
$152B
$507K 0.01%
+47,700
New +$440K
TNH
435
DELISTED
Terra Nitrogen
TNH
$502K 0.01%
2,475
+67
+3% +$14.3K
SDS icon
436
ProShares UltraShort S&P500
SDS
$420M
$500K 0.01%
137
+20
+17% +$74.5K
PCAR icon
437
PACCAR
PCAR
$70.4B
$498K 0.01%
13,427
– –
AB icon
438
AllianceBernstein
AB
$3.43B
$488K 0.01%
24,550
+4,350
+22% +$90K
VNR
439
DELISTED
Vanguard Natural Resources, LLC
VNR
$485K 0.01%
17,329
+129
+0.8% +$3.54K
NKE icon
440
Nike
NKE
$62.7B
$484K 0.01%
13,338
+2
+0% +$65
EQNR icon
441
Equinor
EQNR
$96.8B
$482K 0.01%
21,272
-350
-2% -$7.67K
BIP icon
442
Brookfield Infrastructure Partners
BIP
$19.5B
$479K 0.01%
31,752
– –
SIRI icon
443
SiriusXM
SIRI
$10.4B
$475K 0.01%
12,249
-189
-2% -$7.04K
CHKP icon
444
Check Point Software Technologies
CHKP
$13.1B
$473K 0.01%
8,360
-140
-2% -$7.87K
CPL
445
DELISTED
CPFL Energia S.A.
CPL
$465K 0.01%
28,511
-3,400
-11% -$57.1K
HCR
446
DELISTED
Hi-Crush Inc. Common Stock
HCR
$463K 0.01%
17,600
-91
-0.5% -$2.14K
TOO
447
DELISTED
Teekay Offshore Partners L.P.
TOO
$459K 0.01%
13,770
+1,956
+17% +$64K
DOV icon
448
Dover
DOV
$27.5B
$458K 0.01%
7,601
– –
BRCM
449
DELISTED
BROADCOM CORP CL-A
BRCM
$454K 0.01%
17,441
-277,259
-94% -$7.83M
ORLY icon
450
O'Reilly Automotive
ORLY
$72.4B
$448K 0.01%
52,650
-6,000
-10% -$49.1K
16 17
18
19 20

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IMCOOI
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PGFC
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WRCM
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SIAU
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BFM
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MAM
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Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.