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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+11.23%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALL
401
DELISTED
magicJack VocalTec Ltd
CALL
$665K 0.01%
+51,698
New +$743K
BNA
402
DELISTED
BLACKROCK INCOME OPPORTUNITY TRUST INC
BNA
$657K 0.01%
66,400
-2,000
-3% -$19.6K
ALV icon
403
Autoliv
ALV
$9.09B
$652K 0.01%
10,361
-410
-4% -$24.5K
B
404
Barrick Mining
B
$63.2B
$643K 0.01%
34,510
-21,830
-39% -$385K
TGP
405
DELISTED
Teekay LNG Partners L.P.
TGP
$643K 0.01%
14,580
-395
-3% -$17K
SU icon
406
Suncor Energy
SU
$78.8B
$638K 0.01%
17,840
+5,725
+47% +$190K
VTRS icon
407
Viatris
VTRS
$20.7B
$634K 0.01%
16,616
– –
DTV
408
DELISTED
DIRECTV COM STK (DE)
DTV
$629K 0.01%
10,526
+220
+2% +$13.5K
RTN
409
DELISTED
Raytheon Company
RTN
$627K 0.01%
8,138
+278
+4% +$20.6K
BGT icon
410
BlackRock Floating Rate Income Trust
BGT
$321M
$622K 0.01%
43,904
+4,087
+10% +$59.6K
UL icon
411
Unilever
UL
$141B
$621K 0.01%
14,297
+318
+2% +$14.4K
SHM icon
412
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$619K 0.01%
+12,775
New +$615K
POT
413
DELISTED
Potash Corp Of Saskatchewan
POT
$617K 0.01%
19,714
-10,324
-34% -$342K
XLY icon
414
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$608K 0.01%
20,070
-400
-2% -$11.9K
AEE icon
415
Ameren
AEE
$30.1B
$595K 0.01%
17,068
-100
-0.6% -$3.46K
VIA
416
DELISTED
Viacom Inc. Class A
VIA
$593K 0.01%
7,075
-50
-0.7% -$3.89K
NBL
417
DELISTED
Noble Energy, Inc.
NBL
$586K 0.01%
8,748
– –
DALN
418
DELISTED
DallasNews
DALN
$573K 0.01%
18,245
-448
-2% -$13.3K
RY icon
419
Royal Bank of Canada
RY
$292B
$573K 0.01%
8,925
– –
CPA icon
420
Copa Holdings
CPA
$5.8B
$571K 0.01%
4,116
+80
+2% +$11K
WDC icon
421
Western Digital
WDC
$184B
$570K 0.01%
11,900
+4,531
+61% +$224K
STI
422
DELISTED
SunTrust Banks, Inc.
STI
$567K 0.01%
17,497
-150
-0.9% -$5.07K
BHP icon
423
BHP
BHP
$218B
$565K 0.01%
10,056
-651
-6% -$35.4K
TS icon
424
Tenaris
TS
$28.6B
$564K 0.01%
12,053
-1,925
-14% -$87.4K
AHD
425
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$563K 0.01%
+10,300
New +$563K
15 16
17
18 19

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Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.