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Pinnacle Associates Portfolio holdings

AUM $7.78B
1-Year Est. Return 45.07%
This Fund
S&P 500
This Quarter Est. Return
+11.23%
1 Year Est. Return
+45.07%
3 Year Est. Return
+102.47%
5 Year Est. Return
+115.95%
10 Year Est. Return
+586.2%
AUM
$4.83B
AUM Growth
+$384M
Cap. Flow
-$36.5M
Cap. Flow %
-0.75%
Top 10 Hldgs %
21.82%
Holding
591
New
46
Increased
195
Reduced
287
Closed
20

Top Buys

Rank Stock Value
1
VVUS
Vivus Inc
VVUS
+$15.5M
2
ARRY
Array Biopharma Inc
ARRY
+$13.8M
3
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M
4
ECYT
Endocyte, Inc. Common Stock
ECYT
+$9.83M
5
CONE
CyrusOne Inc Common Stock
CONE
+$6.75M

Top Sells

Rank Stock Value
1
BLC
BELO CORP SER A
BLC
+$19.8M
2
MWV
MEADWESTVACO CORP
MWV
+$14.6M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$8.59M
4
BRCM
BROADCOM CORP CL-A
BRCM
+$7.83M
5
IO
ION Geophysical Corporation
IO
+$6.28M

Sector Composition

Rank Sector Weight
1 Industrials 16.04%
2 Healthcare 13.4%
3 Technology 12.04%
4 Communication Services 11.16%
5 Consumer Discretionary 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYAAY icon
376
Ryanair
RYAAY
$31.2B
$758K 0.02%
37,165
+4,875
+15% +$101K
TWC
377
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$756K 0.02%
6,771
-4,042
-37% -$455K
IJH icon
378
iShares Core S&P Mid-Cap ETF
IJH
$122B
$748K 0.02%
30,115
-1,115
-4% -$27.2K
IVE icon
379
iShares S&P 500 Value ETF
IVE
$49.1B
$748K 0.02%
9,554
-1,118
-10% -$88.3K
AVGO icon
380
Broadcom
AVGO
$1.85T
$737K 0.02%
171,000
+3,000
+2% +$11.5K
CLF icon
381
Cleveland-Cliffs
CLF
$6.64B
$736K 0.02%
+35,900
New +$739K
TRP icon
382
TC Energy
TRP
$70.9B
$735K 0.02%
16,722
+2,406
+17% +$107K
XLE icon
383
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$728K 0.02%
17,554
-2,584
-13% -$106K
BTE icon
384
Baytex Energy
BTE
$3.04B
$727K 0.02%
17,618
– –
LOW icon
385
Lowe's Companies
LOW
$118B
$718K 0.01%
15,081
+475
+3% +$21.6K
BXP icon
386
Boston Properties
BXP
$11.4B
$711K 0.01%
6,650
– –
RDS.A
387
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$710K 0.01%
10,806
-200
-2% -$13.1K
SI
388
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$707K 0.01%
5,866
+504
+9% +$56.1K
EFT
389
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$703K 0.01%
45,115
– –
ASML icon
390
ASML
ASML
$634B
$702K 0.01%
7,108
-515
-7% -$46.4K
USB icon
391
US Bancorp
USB
$98B
$702K 0.01%
19,200
+4,313
+29% +$160K
VO icon
392
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$693K 0.01%
27,040
+1,900
+8% +$47.7K
GG
393
DELISTED
Goldcorp Inc
GG
$693K 0.01%
26,636
-61,369
-70% -$1.69M
NP
394
DELISTED
Neenah, Inc. Common Stock
NP
$688K 0.01%
17,500
-550
-3% -$20.7K
ASTX
395
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
$678K 0.01%
79,820
+64,320
+415% +$407K
HMC icon
396
Honda
HMC
$39.9B
$677K 0.01%
17,743
+850
+5% +$32.5K
IXN icon
397
iShares Global Tech ETF
IXN
$8.34B
$675K 0.01%
54,096
-1,794
-3% -$21.9K
NLY icon
398
Annaly Capital Management
NLY
$17.3B
$675K 0.01%
14,578
-2,704
-16% -$127K
D icon
399
Dominion Energy
D
$61.3B
$672K 0.01%
10,751
-201
-2% -$11.9K
BCS.PRA.CL
400
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$670K 0.01%
26,780
+50
+0.2% +$1.25K
14 15
16
17 18

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Pinnacle Associates's Q3 2013 Portfolio in Review

As of Q3 2013, Pinnacle Associates held 591 positions worth $4.83B, up 8.6% from $4.45B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Pinnacle Associates's Q3 2013 filing shows 46 new, 195 increased, 287 reduced and 20 closed positions. Its largest new stake was Array Biopharma Inc: 2,330,780 shares worth $14.5M. The largest sale was BELO CORP SER A, an estimated $19.8M.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Technology.

  • Pinnacle Associates's largest Q3 2013 buy was Array Biopharma Inc: 2,330,780 shares worth $14.5M.
  • Pinnacle Associates added most to Vivus Inc in Q3 2013, an estimated $15.5M increase.
  • Pinnacle Associates's biggest Q3 2013 reduction was BELO CORP SER A, cutting an estimated $19.8M.
  • Pinnacle Associates fully exited ION Geophysical Corporation in Q3 2013, selling an estimated $6.28M.
  • Pinnacle Associates's ten largest holdings make up 22% of its $4.83B portfolio in Q3 2013.
  • Pinnacle Associates opened 46 new positions and closed 20 in Q3 2013.
  • Pinnacle Associates's portfolio value rose 8.6% quarter-over-quarter to $4.83B.

Based on Pinnacle Associates's 13F filing for Q3 2013, filed 14 Nov 2013.