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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+779.36%
AUM
$4.91B
AUM Growth
-$212M
Cap. Flow
-$116M
Cap. Flow %
-2.36%
Top 10 Hldgs %
20.73%
Holding
646
New
34
Increased
221
Reduced
321
Closed
23

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$27.5M
2
PLCM
POLYCOM INC
PLCM
+$14.9M
3
AGN
Allergan plc
AGN
+$12.3M
4
IRDM icon
Iridium Communications
IRDM
+$10.4M
5
AMCX icon
AMC Global Media
AMCX
+$9.04M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$29.4M
2
FWONA icon
Liberty Media Series A
FWONA
+$27.4M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$18.5M
4
RFMD
RF MICRO DEVICES INC
RFMD
+$17M
5
LVLT
Level 3 Communications Inc
LVLT
+$16.6M

Sector Composition

Rank Sector Weight
1 Communication Services 14.54%
2 Industrials 14.27%
3 Miscellaneous 13.92%
4 Technology 13.43%
5 Healthcare 13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPR icon
301
Tapestry
TPR
$23.5B
$1.65M 0.03%
46,251
+26,451
+134% +$947K
NIO
302
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$1.61M 0.03%
113,287
+35,920
+46% +$506K
SIX
303
DELISTED
Six Flags Entertainment Corp.
SIX
$1.6M 0.03%
46,487
+10,019
+27% +$377K
ABB
304
DELISTED
ABB Ltd
ABB
$1.6M 0.03%
71,348
-2,250
-3% -$51.6K
VAR
305
DELISTED
Varian Medical Systems, Inc.
VAR
$1.57M 0.03%
22,309
+616
+3% +$45.4K
ED icon
306
Consolidated Edison
ED
$39B
$1.56M 0.03%
27,618
+93
+0.3% +$5.28K
VIG icon
307
Vanguard Dividend Appreciation ETF
VIG
$110B
$1.56M 0.03%
20,256
-1,179
-6% -$91.4K
DFS
308
DELISTED
Discover Financial Services
DFS
$1.56M 0.03%
24,158
+2,235
+10% +$140K
IJS icon
309
iShares S&P Small-Cap 600 Value ETF
IJS
$7.97B
$1.53M 0.03%
28,514
-868
-3% -$48.9K
IWF icon
310
iShares Russell 1000 Growth ETF
IWF
$123B
$1.53M 0.03%
66,784
-3,764
-5% -$86.2K
RDS.A
311
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.5M 0.03%
21,152
-107
-0.5% -$8.02K
GLD icon
312
SPDR Gold Trust
GLD
$144B
$1.49M 0.03%
12,803
+195
+2% +$24K
DD icon
313
DuPont de Nemours
DD
$17.2B
$1.49M 0.03%
11,195
-3,129
-22% -$417K
SYT
314
DELISTED
Syngenta Ag
SYT
$1.48M 0.03%
23,396
-13,505
-37% -$955K
APU
315
DELISTED
AmeriGas Partners, L.P.
APU
$1.47M 0.03%
32,142
-1,604
-5% -$73.1K
OTEX icon
316
Open Text
OTEX
$5.67B
$1.46M 0.03%
52,678
-3,040
-5% -$81.2K
DAL icon
317
Delta Air Lines
DAL
$51.2B
$1.46M 0.03%
40,353
-1,155
-3% -$44.1K
FTR
318
DELISTED
Frontier Communications Corp.
FTR
$1.46M 0.03%
14,925
+133
+0.9% +$12.7K
POT
319
DELISTED
Potash Corp Of Saskatchewan
POT
$1.44M 0.03%
41,760
+5,226
+14% +$185K
KKR icon
320
KKR & Co
KKR
$86.9B
$1.42M 0.03%
63,726
+8,875
+16% +$208K
MKC icon
321
McCormick & Company Non-Voting
MKC
$13.5B
$1.42M 0.03%
42,342
-300
-0.7% -$10.3K
SHM icon
322
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.49B
$1.41M 0.03%
28,805
-1,085
-4% -$52.9K
QQQ icon
323
Invesco QQQ Trust
QQQ
$474B
$1.4M 0.03%
14,213
+1,399
+11% +$136K
TECK icon
324
Teck Resources
TECK
$31.5B
$1.4M 0.03%
73,975
+880
+1% +$20K
L icon
325
Loews
L
$22.2B
$1.4M 0.03%
33,490
-2,777
-8% -$120K
11 12
13
14 15

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HI
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FT
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SF
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CL
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KPWS
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CCM
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CLOS
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Pinnacle Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Pinnacle Associates held 646 positions worth $4.91B, down 4.1% from $5.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates's Q3 2014 filing shows 34 new, 221 increased, 321 reduced and 23 closed positions. Its largest new stake was Liberty Media Series C: 1,074,145 shares worth $27M. The largest sale was The Mosaic Company, an estimated $29.4M.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Miscellaneous.

  • Pinnacle Associates's largest Q3 2014 buy was Liberty Media Series C: 1,074,145 shares worth $27M.
  • Pinnacle Associates added most to Iridium Communications in Q3 2014, an estimated $10.4M increase.
  • Pinnacle Associates's biggest Q3 2014 reduction was The Mosaic Company, cutting an estimated $29.4M.
  • Pinnacle Associates fully exited Golar LNG in Q3 2014, selling an estimated $5.48M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.91B portfolio in Q3 2014.
  • Pinnacle Associates opened 34 new positions and closed 23 in Q3 2014.
  • Pinnacle Associates's portfolio value fell 4.1% quarter-over-quarter to $4.91B.

Based on Pinnacle Associates's 13F filing for Q3 2014, filed 12 Nov 2014.