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Pinnacle Associates Portfolio holdings

AUM $9.16B
1-Year Est. Return 63.5%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+63.5%
3 Year Est. Return
+138.65%
5 Year Est. Return
+164.85%
10 Year Est. Return
+779.36%
AUM
$4.91B
AUM Growth
-$212M
Cap. Flow
-$116M
Cap. Flow %
-2.36%
Top 10 Hldgs %
20.73%
Holding
646
New
34
Increased
221
Reduced
321
Closed
23

Top Buys

Rank Stock Value
1
FWONK icon
Liberty Media Series C
FWONK
+$27.5M
2
PLCM
POLYCOM INC
PLCM
+$14.9M
3
AGN
Allergan plc
AGN
+$12.3M
4
IRDM icon
Iridium Communications
IRDM
+$10.4M
5
AMCX icon
AMC Global Media
AMCX
+$9.04M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$29.4M
2
FWONA icon
Liberty Media Series A
FWONA
+$27.4M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$18.5M
4
RFMD
RF MICRO DEVICES INC
RFMD
+$17M
5
LVLT
Level 3 Communications Inc
LVLT
+$16.6M

Sector Composition

Rank Sector Weight
1 Communication Services 14.54%
2 Industrials 14.27%
3 Miscellaneous 13.92%
4 Technology 13.43%
5 Healthcare 13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CM icon
276
Canadian Imperial Bank of Commerce
CM
$103B
$2.13M 0.04%
48,012
-680
-1% -$31.2K
JNK icon
277
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.78B
$2.12M 0.04%
17,622
-1,358
-7% -$167K
GSK icon
278
GSK
GSK
$101B
$2.09M 0.04%
36,334
+5,277
+17% +$324K
SUB icon
279
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
$2.07M 0.04%
19,535
+65
+0.3% +$6.91K
OVV icon
280
Ovintiv
OVV
$17.4B
$2.07M 0.04%
19,518
+665
+4% +$73.3K
BEN icon
281
Franklin Templeton
BEN
$16.6B
$2.06M 0.04%
37,738
+376
+1% +$21.1K
BP icon
282
BP
BP
$117B
$2.02M 0.04%
56,070
+6,516
+13% +$258K
SJM icon
283
J.M. Smucker
SJM
$13.2B
$2M 0.04%
20,233
+24
+0.1% +$2.46K
UN
284
DELISTED
Unilever NV New York Registry Shares
UN
$2M 0.04%
50,372
-671
-1% -$28K
KMP
285
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$1.99M 0.04%
21,324
+232
+1% +$20.6K
NFJ
286
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$1.99M 0.04%
108,799
-16,025
-13% -$299K
APA icon
287
APA Corp
APA
$15.7B
$1.96M 0.04%
20,897
-342
-2% -$33.9K
STWD icon
288
Starwood Property Trust
STWD
$5.55B
$1.92M 0.04%
87,379
+1,722
+2% +$40.4K
WBA
289
DELISTED
Walgreens Boots Alliance
WBA
$1.92M 0.04%
32,353
+3,285
+11% +$215K
CVE icon
290
Cenovus Energy
CVE
$60B
$1.83M 0.04%
67,996
-113
-0.2% -$3.45K
NEM icon
291
Newmont
NEM
$128B
$1.83M 0.04%
79,245
+7,530
+10% +$192K
MAT icon
292
Mattel
MAT
$3.76B
$1.81M 0.04%
58,942
-4,796
-8% -$170K
TGT icon
293
Target
TGT
$70.3B
$1.8M 0.04%
28,731
-464
-2% -$28.1K
EXC icon
294
Exelon
EXC
$43.7B
$1.77M 0.04%
72,896
+226
+0.3% +$5.29K
UAL icon
295
United Airlines
UAL
$34.5B
$1.75M 0.04%
37,330
– –
BHI
296
DELISTED
Baker Hughes
BHI
$1.73M 0.04%
26,597
-2,902
-10% -$202K
BWA icon
297
BorgWarner
BWA
$12.7B
$1.72M 0.04%
37,109
-1,504
-4% -$82.4K
NOV icon
298
NOV
NOV
$7.33B
$1.71M 0.03%
22,459
-473
-2% -$39.1K
LBTYK icon
299
Liberty Global Class C
LBTYK
$3.42B
$1.7M 0.03%
51,267
-2,294
-4% -$77.3K
MMP
300
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.69M 0.03%
20,025
-497
-2% -$41.3K
10 11
12
13 14

Similar funds

UBP
Union Bancaire Privee Geneva 1, Switzerland $9.16B AUM 31.4% 1-Year Est. Return
HI
Horizon Investments Charlotte, North Carolina $9.13B AUM 34.49% 1-Year Est. Return
FT
Fiduciary Trust Boston, Massachusetts $9.19B AUM 25.65% 1-Year Est. Return
SF
Summit Financial Parsippany, New Jersey $9.12B AUM 27.44% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $9.11B AUM 26.3% 1-Year Est. Return
KPWS
Kestra Private Wealth Services Austin, Texas $9.1B AUM 32.09% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $9.24B AUM 21.27% 1-Year Est. Return
CLOS
Compagnie Lombard Odier SCmA 1204 Geneva, Switzerland $9.25B AUM 27.04% 1-Year Est. Return

Pinnacle Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Pinnacle Associates held 646 positions worth $4.91B, down 4.1% from $5.12B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Pinnacle Associates's Q3 2014 filing shows 34 new, 221 increased, 321 reduced and 23 closed positions. Its largest new stake was Liberty Media Series C: 1,074,145 shares worth $27M. The largest sale was The Mosaic Company, an estimated $29.4M.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, up from 14% a quarter earlier, followed by Industrials and Miscellaneous.

  • Pinnacle Associates's largest Q3 2014 buy was Liberty Media Series C: 1,074,145 shares worth $27M.
  • Pinnacle Associates added most to Iridium Communications in Q3 2014, an estimated $10.4M increase.
  • Pinnacle Associates's biggest Q3 2014 reduction was The Mosaic Company, cutting an estimated $29.4M.
  • Pinnacle Associates fully exited Golar LNG in Q3 2014, selling an estimated $5.48M.
  • Pinnacle Associates's ten largest holdings make up 21% of its $4.91B portfolio in Q3 2014.
  • Pinnacle Associates opened 34 new positions and closed 23 in Q3 2014.
  • Pinnacle Associates's portfolio value fell 4.1% quarter-over-quarter to $4.91B.

Based on Pinnacle Associates's 13F filing for Q3 2014, filed 12 Nov 2014.