Pine River Capital Management’s Prudential Financial PRU Stock Holding History

Pine River Capital Management’s Portfolio PRU Stock Details PRU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-9,233	Closed	-$754K	–	444
2016 Q3	$754K	Buy	+9,233	New	+$708K	0.01%	246
2015 Q1	–	Sell	-33,700	Closed	-$3.05M	–	764
2014 Q4	$3.05M	Sell	33,700 -11,393	-25%	-$979K	0.04%	324
2014 Q3	$3.96M	Buy	45,093 +8,959	+25%	+$801K	0.05%	317
2014 Q2	$3.21M	Buy	+36,134	New	+$3.04M	0.05%	297
2014 Q1	–	Sell	-609,813	Closed	-$56.2M	–	715
2013 Q4	$56.2M	Buy	609,813 +214,978	+54%	+$18.4M	0.69%	22
2013 Q3	$30.8M	Sell	394,835 -51,593	-12%	-$4.05M	0.33%	65
2013 Q2	$32.6M	Buy	+446,428	New	+$28.9M	0.48%	52

Other funds holding PRU

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Pine River Capital Management's PRU Position: Q4 2016 in Review

Pine River Capital Management sold out of Prudential Financial (PRU) in Q4 2016, closing a stake of 9,233 shares — an estimated $754K sold.

Pine River Capital Management first reported a position in PRU in Q2 2013 and held it in 7 quarters. The position peaked at $56.2M in Q4 2013. 848 funds tracked by Wall St. Rank hold PRU as of Q4 2016.

Pine River Capital Management reported no remaining Prudential Financial position as of Q4 2016 after selling out during the quarter.
Pine River Capital Management sold 9,233 Prudential Financial shares in Q4 2016, an estimated $754K.
Pine River Capital Management first reported a position in Prudential Financial in Q2 2013 and held it in 7 quarters.
Pine River Capital Management's Prudential Financial position peaked at $56.2M in Q4 2013.
848 funds tracked by Wall St. Rank held Prudential Financial as of Q4 2016.

Based on Pine River Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.