Pine River Capital Management’s Cummins CMI Stock Holding History

Pine River Capital Management’s Portfolio CMI Stock Details CMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-3,706	Closed	-$506K	–	189
2016 Q4	$506K	Sell	3,706 -2,500	-40%	-$335K	0.02%	316
2016 Q3	$795K	Sell	6,206 -1,500	-19%	-$182K	0.01%	205
2016 Q2	$866	Buy	+7,706	New	+$873K	﹤0.01%	337
2016 Q1	–	Sell	-10,761	Closed	-$947K	–	676
2015 Q4	$947K	Hold	10,761	–	–	0.01%	409
2015 Q3	$1.17M	Sell	10,761 -856	-7%	-$106K	0.02%	391
2015 Q2	$1.52M	Buy	+11,617	New	+$1.6M	0.02%	405
2014 Q3	–	Sell	-2,659	Closed	-$411K	–	987
2014 Q2	$411K	Buy	+2,659	New	+$402K	0.01%	613

Other funds holding CMI

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Pine River Capital Management's CMI Position: Q1 2017 in Review

Pine River Capital Management sold out of Cummins (CMI) in Q1 2017, closing a stake of 3,706 shares — an estimated $506K sold.

Pine River Capital Management first reported a position in CMI in Q2 2014 and held it in 7 quarters. The position peaked at $1.52M in Q2 2015. 855 funds tracked by Wall St. Rank hold CMI as of Q1 2017.

Pine River Capital Management reported no remaining Cummins position as of Q1 2017 after selling out during the quarter.
Pine River Capital Management sold 3,706 Cummins shares in Q1 2017, an estimated $506K.
Pine River Capital Management first reported a position in Cummins in Q2 2014 and held it in 7 quarters.
Pine River Capital Management's Cummins position peaked at $1.52M in Q2 2015.
855 funds tracked by Wall St. Rank held Cummins as of Q1 2017.

Based on Pine River Capital Management's 13F filing for Q1 2017, filed 15 May 2017.