P8IP

Pier 88 Investment Partners Portfolio holdings

AUM $538M
This Quarter Return
+6.34%
1 Year Return
+9.78%
3 Year Return
+26.16%
5 Year Return
+53.5%
10 Year Return
–
AUM
$471M
AUM Growth
+$471M
Cap. Flow
+$110M
Cap. Flow %
23.35%
Top 10 Hldgs %
36.09%
Holding
133
New
16
Increased
39
Reduced
19
Closed
15

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$26M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$21.1M
3
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$16.6M
4
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$11.5M
5
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$11.3M

Top Sells

1
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$2.95M
2
MPWR icon
Monolithic Power Systems
MPWR
$2.53M
3
MIME
Mimecast Limited
MIME
$2.16M
4
SYNA icon
Synaptics
SYNA
$2.14M
5
AQUA
Evoqua Water Technologies Corp. Common Stock
AQUA
$2.13M

Sector Composition

1 Technology 6.51%
2 Industrials 3.17%
3 Utilities 2.97%
4 Healthcare 2.91%
5 Financials 2.27%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AVGOP
1
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$26M 5.53% +12,549 New +$26M
BAC.PRL icon
2
Bank of America Series L
BAC.PRL
$3.84B
$21.1M 4.49% +14,630 New +$21.1M
DCUE
3
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$18.4M 3.9% 182,410 +41,800 +30% +$4.21M
BSX.PRA
4
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$16.6M 3.53% +144,970 New +$16.6M
SWT
5
DELISTED
Stanley Black & Decker, Inc.
SWT
$16.3M 3.47% 149,686 +17,270 +13% +$1.89M
AEPPL
6
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$15M 3.17% 298,269 +11,600 +4% +$581K
SOLN
7
DELISTED
The Southern Company
SOLN
$14M 2.97% 260,022 +11,000 +4% +$591K
NEE.PRO
8
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$12.7M 2.71% 187,200 – –
DTP
9
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$12M 2.54% 233,065 – –
KKR.PRC
10
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$11.5M 2.45% +123,760 New +$11.5M
WFC.PRL icon
11
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$11.3M 2.4% +7,578 New +$11.3M
DHR.PRB
12
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$11M 2.33% +6,310 New +$11M
NIMC
13
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$10.2M 2.16% 90,900 +11,000 +14% +$1.23M
NEE.PRP
14
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$9.2M 1.95% 159,820 – –
BDXB
15
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$5.42M 1.15% +102,700 New +$5.42M
QQQM icon
16
Invesco NASDAQ 100 ETF
QQQM
$58.8B
$4.6M 0.98% 28,100 +17,300 +160% +$2.83M
DHR.PRA
17
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$3.87M 0.82% +1,764 New +$3.87M
KBR icon
18
KBR
KBR
$6.5B
$3.7M 0.78% 77,610 +28,730 +59% +$1.37M
TW icon
19
Tradeweb Markets
TW
$26.3B
$3.5M 0.74% 34,960 +2,100 +6% +$210K
AEPPZ
20
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$3.25M 0.69% +61,800 New +$3.25M
CYBR icon
21
CyberArk
CYBR
$22.8B
$3.22M 0.68% 18,570 +1,790 +11% +$310K
ON icon
22
ON Semiconductor
ON
$20.3B
$3.13M 0.66% 46,050 +3,100 +7% +$211K
FRC
23
DELISTED
First Republic Bank
FRC
$3.11M 0.66% 15,040 +620 +4% +$128K
LSCC icon
24
Lattice Semiconductor
LSCC
$9.09B
$3.09M 0.66% 40,078 +2,100 +6% +$162K
DOV icon
25
Dover
DOV
$24.5B
$3.08M 0.65% 16,970 +1,200 +8% +$218K
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