P8IP

Pier 88 Investment Partners Portfolio holdings

AUM $538M
This Quarter Return
+15.35%
1 Year Return
+9.78%
3 Year Return
+26.16%
5 Year Return
+53.5%
10 Year Return
–
AUM
$352M
AUM Growth
+$352M
Cap. Flow
+$16M
Cap. Flow %
4.56%
Top 10 Hldgs %
32.55%
Holding
125
New
21
Increased
31
Reduced
23
Closed
11

Top Buys

1
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$9.07M
2
SWK icon
Stanley Black & Decker
SWK
$6.99M
3
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$4.2M
4
LSCC icon
Lattice Semiconductor
LSCC
$2.13M
5
CRWD icon
CrowdStrike
CRWD
$1.83M

Top Sells

1
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
$5.91M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$4.07M
3
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$3.92M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$2.99M
5
MODN
MODEL N, INC.
MODN
$1.6M

Sector Composition

1 Technology 6.95%
2 Healthcare 4.89%
3 Industrials 3.79%
4 Utilities 3.4%
5 Consumer Discretionary 1.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AEPPL
1
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$12.3M 3.5%
254,030
-7,800
-3% -$378K
SOLN
2
DELISTED
The Southern Company
SOLN
$12M 3.4%
271,722
-8,200
-3% -$361K
DCUE
3
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$11.2M 3.17%
110,050
-29,500
-21% -$2.99M
NEE.PRO
4
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$9.34M 2.66%
192,490
– –
AVGOP
5
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$9.18M 2.61%
8,235
+3,765
+84% +$4.2M
BSX.PRA
6
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$9.07M 2.58%
+86,580
New +$9.07M
CCI.PRA
7
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$8.54M 2.43%
5,750
+460
+9% +$683K
DTP
8
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$7.95M 2.26%
187,800
-7,800
-4% -$330K
BAC.PRL icon
9
Bank of America Series L
BAC.PRL
$3.85B
$7.36M 2.09%
5,480
-3,030
-36% -$4.07M
WFC.PRL icon
10
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$7.16M 2.04%
5,523
-3,025
-35% -$3.92M
SWK icon
11
Stanley Black & Decker
SWK
$11.1B
$6.99M 1.99%
+50,138
New +$6.99M
DHR.PRA
12
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$5.77M 1.64%
4,623
– –
NEE.PRP
13
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$4.1M 1.17%
96,660
– –
SWT
14
DELISTED
Stanley Black & Decker, Inc.
SWT
$2.76M 0.78%
30,811
+4,970
+19% +$445K
ETSY icon
15
Etsy
ETSY
$5.13B
$2.36M 0.67%
22,246
+985
+5% +$105K
GLD icon
16
SPDR Gold Trust
GLD
$110B
$2.29M 0.65%
13,700
-3,500
-20% -$586K
LSCC icon
17
Lattice Semiconductor
LSCC
$9.1B
$2.13M 0.6%
+74,845
New +$2.13M
MPWR icon
18
Monolithic Power Systems
MPWR
$39.4B
$2.07M 0.59%
8,747
-6
-0.1% -$1.42K
GSHD icon
19
Goosehead Insurance
GSHD
$2.09B
$2.05M 0.58%
27,265
+8,195
+43% +$616K
HUBS icon
20
HubSpot
HUBS
$24.7B
$1.92M 0.54%
8,539
+2,099
+33% +$471K
CRWD icon
21
CrowdStrike
CRWD
$104B
$1.83M 0.52%
+18,205
New +$1.83M
MIME
22
DELISTED
Mimecast Limited
MIME
$1.79M 0.51%
43,001
+8,211
+24% +$342K
TDOC icon
23
Teladoc Health
TDOC
$1.36B
$1.78M 0.51%
9,316
+1,096
+13% +$209K
SPLK
24
DELISTED
Splunk Inc
SPLK
$1.7M 0.48%
8,540
+740
+9% +$147K
AQUA
25
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$1.69M 0.48%
+90,845
New +$1.69M
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