P8IP

Pier 88 Investment Partners Portfolio holdings

AUM $538M
This Quarter Return
-1.16%
1 Year Return
+9.78%
3 Year Return
+26.16%
5 Year Return
+53.5%
10 Year Return
–
AUM
$279M
AUM Growth
+$279M
Cap. Flow
-$113M
Cap. Flow %
-40.64%
Top 10 Hldgs %
51.03%
Holding
117
New
7
Increased
25
Reduced
26
Closed
18

Top Buys

1
AEP icon
American Electric Power
AEP
$15M
2
PXD
Pioneer Natural Resource Co.
PXD
$5.3M
3
TDG icon
TransDigm Group
TDG
$2.36M
4
PANW icon
Palo Alto Networks
PANW
$2.36M
5
GLD icon
SPDR Gold Trust
GLD
$2.24M

Top Sells

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$26M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$21.1M
3
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$16.6M
4
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
$15M
5
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$11.5M

Sector Composition

1 Utilities 10.87%
2 Technology 10.17%
3 Industrials 4.8%
4 Healthcare 3.76%
5 Financials 3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VRT icon
76
Vertiv
VRT
$48.7B
$0 ﹤0.01%
10
-43,130
-100% –
WFC.PRL icon
77
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
– –
-7,578
Closed -$11.3M
FTCH
78
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-5,545
Closed -$185K
NIMC
79
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
– –
-90,900
Closed -$10.2M
KKR.PRC
80
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
– –
-123,760
Closed -$11.5M
BDXB
81
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
– –
-102,700
Closed -$5.42M
BSX.PRA
82
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
– –
-144,970
Closed -$16.6M
DHR.PRB
83
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
– –
-6,310
Closed -$11M
AVGOP
84
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
– –
-12,549
Closed -$26M
MNDT
85
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-41,445
Closed -$727K
MTOR
86
DELISTED
MERITOR, Inc.
MTOR
– –
-24,615
Closed -$610K
DHR.PRA
87
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-1,764
Closed -$3.87M
AEPPL
88
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
– –
-298,269
Closed -$15M
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