PFG Investments Portfolio holdings

AUM $1.71B

This Quarter Return

-1.63%

1 Year Return

+22.04%

3 Year Return

–

5 Year Return

–

10 Year Return

–

AUM

$1.56B

AUM Growth

-$47.9M (-3%)

Cap. Flow

+$7.22M

Cap. Flow % of AUM

0.46%

Top 10 Holdings %Top 10 Hldgs %

24.3%

Holding

1,109

New

Increased

427

Reduced

447

Closed

Top Buys

1	PIMCO Enhanced Short Maturity Active ESG ETF EMNT	$5.55M
2	PIMCO Dynamic Income Fund PDI	$3.53M
3	Fidelity National Financial FNF	$2.94M
4	Prospect Capital PSEC	$2.49M
5	Virtus Reaves Utilities ETF UTES	$2.38M

Top Sells

1	Apple AAPL	$16.2M
2	Gilead Sciences GILD	$2.8M
3	iShares US Treasury Bond ETF GOVT	$2.42M
4	Aldeyra Therapeutics ALDX	$1.7M
5	QQQH NEOS Nasdaq-100 Hedged Equity Income ETF QQQH	$1.46M

Sector Composition

1	Technology	20.21%
2	Consumer Discretionary	7.6%
3	Financials	7.41%
4	Healthcare	5.71%
5	Communication Services	5.61%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
651	651 WELLS FARGO 7.5% NON CUMV PERP CONV WFC.PRL $4.7B	$330K	0.02%	275	–	–
652	652 Rio Tinto RIO $105B	$329K	0.02%	5,479 +1,285	+31%	+$77.2K
653	653 Wabtec WAB $36.3B	$329K	0.02%	1,813 -37	-2%	-$6.71K
654	NIE 654 Virtus Equity & Convertible Income Fund NIE $666M	$328K	0.02%	14,827 +48	+0.3%	+$1.06K
655	655 Kroger KR $48B	$328K	0.02%	4,845 -372	-7%	-$25.2K
656	656 iShares US Transportation ETF IYT $736M	$328K	0.02%	5,122 +103	+2%	+$6.6K
657	657 Invesco PHLX Semiconductor ETF SOXQ $497M	$328K	0.02%	9,742 -886	-8%	-$29.8K
658	658 Novartis NVS $226B	$328K	0.02%	2,938 -116	-4%	-$12.9K
659	ZH 659 Zhihu ZH $420M	$327K	0.02%	+76,500	New	+$327K
660	660 Delta Air Lines DAL $36.3B	$327K	0.02%	7,492 +346	+5%	+$15.1K
661	PEO 661 Adams Natural Resources Fund PEO $569M	$327K	0.02%	+14,319	New	+$327K
662	662 Rithm Capital RITM $6.46B	$324K	0.02%	28,338 -65,997	-70%	-$756K
663	PCQ 663 Pimco California Municipal Income Fund PCQ $158M	$324K	0.02%	36,644 -5,983	-14%	-$52.9K
664	664 Global X S&P 500 Catholic Values ETF CATH $986M	$324K	0.02%	4,796 -1,113	-19%	-$75.2K
665	665 Solventum SOLV $12.6B	$323K	0.02%	4,254 -230	-5%	-$17.5K
666	666 Nuveen ESG Small-Cap ETF NUSC $1.16B	$323K	0.02%	8,412 +912	+12%	+$35K
667	667 First Trust Multi Cap Value AlphaDEX Fund FAB $122M	$322K	0.02%	4,055 -293	-7%	-$23.3K
668	668 WisdomTree Emerging Markets SmallCap Dividend Fund DGS $1.65B	$322K	0.02%	6,665 +1,309	+24%	+$63.2K
669	669 Real Estate Select Sector SPDR Fund XLRE $7.66B	$322K	0.02%	7,691 +436	+6%	+$18.2K
670	670 Workday WDAY $63.7B	$321K	0.02%	1,375 -785	-36%	-$183K
671	671 iShares Latin America 40 ETF ILF $1.7B	$321K	0.02%	13,628 +2,634	+24%	+$62K
672	672 Spectrum Brands SPB $1.43B	$319K	0.02%	4,464 +26	+0.6%	+$1.86K
673	AWF 673 AllianceBernstein Global High Income Fund AWF $948M	$319K	0.02%	29,761 +328	+1%	+$3.52K
674	674 Lincoln National LNC $5.89B	$319K	0.02%	8,887 +1,541	+21%	+$55.3K
675	675 Hyatt Hotels H $14.2B	$318K	0.02%	2,599 -710	-21%	-$87K