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PI

PFG Investments Portfolio holdings

AUM $2.58B
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-4.4%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.7%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$533M
AUM Growth
-$30.8M
Cap. Flow
-$1.49M
Cap. Flow %
-0.28%
Top 10 Hldgs %
27.93%
Holding
553
New
34
Increased
261
Reduced
170
Closed
42

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$2.89M
2
MSFT icon
Microsoft
MSFT
+$1.78M
3
AMZN icon
Amazon
AMZN
+$1.42M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.39M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.18M

Top Sells

Rank Stock Value
1
IYW icon
iShares US Technology ETF
IYW
+$3.19M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.19M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.26M
5
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.24M

Sector Composition

Rank Sector Weight
1 Technology 18.17%
2 Consumer Discretionary 9.4%
3 Healthcare 6.16%
4 Financials 5.71%
5 Communication Services 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.89T
$37.7M 7.07%
219,910
+4,023
+2% +$738K
TSLA icon
2
Tesla
TSLA
$1.24T
$24.7M 4.63%
98,658
-177
-0.2% -$45.5K
PTY icon
3
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$20.4M 3.83%
1,560,709
+15,755
+1% +$222K
MSFT icon
4
Microsoft
MSFT
$2.84T
$14M 2.63%
44,433
+5,397
+14% +$1.78M
NVDA icon
5
NVIDIA
NVDA
$5.01T
$11.3M 2.12%
259,560
+64,590
+33% +$2.89M
AMZN icon
6
Amazon
AMZN
$2.5T
$9.75M 1.83%
76,665
+10,573
+16% +$1.42M
CEF icon
7
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$8.76M 1.64%
505,908
+2,535
+0.5% +$46.1K
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$8.25M 1.55%
19,293
+2,658
+16% +$1.18M
HASI icon
9
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.9B
$7.04M 1.32%
332,256
+6,191
+2% +$149K
BIL icon
10
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$6.99M 1.31%
76,174
-10,605
-12% -$972K
GOOGL icon
11
Alphabet (Google) Class A
GOOGL
$3.91T
$6.42M 1.21%
49,084
+6,237
+15% +$807K
META icon
12
Meta Platforms (Facebook)
META
$1.51T
$5.92M 1.11%
19,722
+1,806
+10% +$544K
FV icon
13
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$5.83M 1.09%
131,496
+29,861
+29% +$1.39M
DSI icon
14
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
$5.75M 1.08%
70,637
-1,207
-2% -$102K
QQQ icon
15
Invesco QQQ Trust
QQQ
$455B
$5.7M 1.07%
15,916
+425
+3% +$158K
CHGX
16
DELISTED
AXS Change Finance ESG ETF
CHGX
$4.75M 0.89%
160,462
+2,003
+1% +$62.1K
GOVT icon
17
iShares US Treasury Bond ETF
GOVT
$43.6B
$4.56M 0.86%
206,833
-2,278
-1% -$51.3K
COST icon
18
Costco
COST
$415B
$4.39M 0.82%
7,769
+53
+0.7% +$29.3K
VYM icon
19
Vanguard High Dividend Yield ETF
VYM
$81.1B
$4.24M 0.8%
41,011
+5,430
+15% +$583K
BRK.B icon
20
Berkshire Hathaway Class B
BRK.B
$1.07T
$4.2M 0.79%
11,988
-3,450
-22% -$1.22M
CSCO icon
21
Cisco
CSCO
$450B
$4.1M 0.77%
76,317
-592
-0.8% -$31.9K
GRNB icon
22
VanEck Green Bond ETF
GRNB
$182M
$3.77M 0.71%
166,453
-1,333
-0.8% -$30.7K
XOM icon
23
ExxonMobil
XOM
$651B
$3.57M 0.67%
30,343
+3,297
+12% +$362K
JPM icon
24
JPMorgan Chase
JPM
$939B
$3.5M 0.66%
24,126
+2,459
+11% +$369K
VTI icon
25
Vanguard Total Stock Market ETF
VTI
$654B
$3.39M 0.64%
15,948
-974
-6% -$216K
1
2 3 4 5

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LS
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GFA
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RG
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DCM
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GAG
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GWP
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PFG Investments's Q3 2023 Portfolio in Review

As of Q3 2023, PFG Investments held 553 positions worth $533M, down 5.5% from $564M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

PFG Investments's Q3 2023 filing shows 34 new, 261 increased, 170 reduced and 42 closed positions. Its largest new stake was Xcel Energy: 8,206 shares worth $470K. The largest sale was iShares US Technology ETF, an estimated $3.19M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • PFG Investments's largest Q3 2023 buy was Xcel Energy: 8,206 shares worth $470K.
  • PFG Investments added most to NVIDIA in Q3 2023, an estimated $2.89M increase.
  • PFG Investments's biggest Q3 2023 reduction was iShares US Technology ETF, cutting an estimated $3.19M.
  • PFG Investments fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2023, selling an estimated $2.26M.
  • PFG Investments's ten largest holdings make up 28% of its $533M portfolio in Q3 2023.
  • PFG Investments opened 34 new positions and closed 42 in Q3 2023.
  • PFG Investments's portfolio value fell 5.5% quarter-over-quarter to $533M.

Based on PFG Investments's 13F filing for Q3 2023, filed 6 Nov 2023.