PFG Advisors’s Innovator US Equity Ultra Buffer ETF September USEP Stock Holding History

PFG Advisors’s Portfolio USEP Stock Details USEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	–	Sell	-11,933	Closed	-$493K	–	826
2026 Q2	$493K	Sell	11,933 -1,800	-13%	-$73.1K	0.02%	536
2026 Q1	$531K	Sell	13,733 -2,074	-13%	-$81.6K	0.03%	526
2025 Q4	$622K	Sell	15,807 -25	-0.2%	-$973	0.03%	478
2025 Q3	$612K	Buy	15,832 +1,613	+11%	+$61K	0.03%	510
2025 Q2	$524K	Buy	+14,219	New	+$498K	0.02%	420

Other funds holding USEP

Brookstone Capital Management Wheaton, Illinois $10.1B AUM 17.94% 1-Year Est. Return

Sovran Advisors San Diego, California $1.45B AUM 13.97% 1-Year Est. Return

Kellett Wealth Advisors Cincinnati, Ohio $273M AUM 15.92% 1-Year Est. Return

SignatureFD Atlanta, Georgia $7.76B AUM 16.09% 1-Year Est. Return

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 15.9% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

CVA

Central Valley Advisors Sacramento, California $372M AUM 14.86% 1-Year Est. Return

KFG Wealth Management Granger, Indiana $922M AUM 10.87% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

Spire Wealth Management Mclean, Virginia $3.27B AUM 30.11% 1-Year Est. Return

PFG Advisors's USEP Position: Q3 2026 in Review

PFG Advisors sold out of Innovator US Equity Ultra Buffer ETF September (USEP) in Q3 2026, closing a stake of 11,933 shares — an estimated $493K sold.

PFG Advisors first reported a position in USEP in Q2 2025 and held it in 5 quarters. The position peaked at $622K in Q4 2025. 45 funds tracked by Wall St. Rank hold USEP as of Q3 2026.

PFG Advisors reported no remaining Innovator US Equity Ultra Buffer ETF September position as of Q3 2026 after selling out during the quarter.
PFG Advisors sold 11,933 Innovator US Equity Ultra Buffer ETF September shares in Q3 2026, an estimated $493K.
PFG Advisors first reported a position in Innovator US Equity Ultra Buffer ETF September in Q2 2025 and held it in 5 quarters.
PFG Advisors's Innovator US Equity Ultra Buffer ETF September position peaked at $622K in Q4 2025.
45 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF September as of Q3 2026.

Based on PFG Advisors's 13F filing for Q3 2026, filed 16 Oct 2026.