Periscope Capital’s Collective Audience, Inc.. Common Stock CAUD Stock Holding History

Periscope Capital’s Portfolio CAUD Stock Details CAUD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-150,000	Closed	-$1.61M	–	650
2023 Q2	$1.61M	Hold	150,000	–	–	0.13%	233
2023 Q1	$1.57M	Hold	150,000	–	–	0.07%	298
2022 Q4	$1.54M	Sell	150,000 -259,000	-63%	-$2.63M	0.07%	403
2022 Q3	$4.1M	Hold	409,000	–	–	0.12%	336
2022 Q2	$4.07M	Hold	409,000	–	–	0.11%	375
2022 Q1	$4.05M	Sell	409,000 -40,800	-9%	-$403K	0.1%	390
2021 Q4	$4.43M	Sell	449,800 -200	-0%	-$1.97K	0.12%	342
2021 Q3	$4.4M	Buy	+450,000	New	+$4.39M	0.13%	310

Other funds holding CAUD

Polar Asset Management Partners Toronto, Ontario, Canada $4.21B AUM 35.27% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Meteora Capital Boca Raton, Florida $1.36B AUM 21.19% 1-Year Est. Return

Mizuho Securities USA New York $4.24B AUM 23.1% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return