Mizuho Securities USA’s Collective Audience, Inc.. Common Stock CAUD Stock Holding History

Mizuho Securities USA’s Portfolio CAUD Stock Details CAUD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-14,687	Closed	-$157K	–	225
2023 Q3	$157K	Sell	14,687 -165,313	-92%	-$1.82M	﹤0.01%	203
2023 Q2	$1.89M	Hold	180,000	–	–	0.06%	111
2023 Q1	$1.84M	Hold	180,000	–	–	0.11%	109
2022 Q4	$1.84M	Buy	+180,000	New	+$1.83M	0.17%	88
2022 Q1	–	Sell	-125,296	Closed	-$1.22M	–	231
2021 Q4	$1.22M	Sell	125,296 -29,761	-19%	-$293K	0.11%	144
2021 Q3	$1.5M	Buy	+155,057	New	+$1.51M	0.15%	137

Other funds holding CAUD

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Capital Square Chattanooga, Tennessee $217M AUM 13.95% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Mizuho Securities USA's CAUD Position: Q4 2023 in Review

Mizuho Securities USA sold out of Collective Audience, Inc.. Common Stock (CAUD) in Q4 2023, closing a stake of 14,687 shares — an estimated $157K sold.

Mizuho Securities USA first reported a position in CAUD in Q3 2021 and held it in 6 quarters. The position peaked at $1.89M in Q2 2023. 11 funds tracked by Wall St. Rank hold CAUD as of Q4 2023.

Mizuho Securities USA reported no remaining Collective Audience, Inc.. Common Stock position as of Q4 2023 after selling out during the quarter.
Mizuho Securities USA sold 14,687 Collective Audience, Inc.. Common Stock shares in Q4 2023, an estimated $157K.
Mizuho Securities USA first reported a position in Collective Audience, Inc.. Common Stock in Q3 2021 and held it in 6 quarters.
Mizuho Securities USA's Collective Audience, Inc.. Common Stock position peaked at $1.89M in Q2 2023.
11 funds tracked by Wall St. Rank held Collective Audience, Inc.. Common Stock as of Q4 2023.

Based on Mizuho Securities USA's 13F filing for Q4 2023, filed 8 Feb 2024.