Penserra Capital Management’s Apollo Tactical Income Fund Inc. AIF Stock Holding History

Penserra Capital Management’s Portfolio AIF Stock Details AIF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-192	Closed	-$3K	–	578
2017 Q3	$3K	Sell	192 -180	-48%	-$2.93K	﹤0.01%	504
2017 Q2	$6K	Buy	372 +26	+8%	+$427	﹤0.01%	462
2017 Q1	$5K	Buy	346 +117	+51%	+$1.87K	﹤0.01%	503
2016 Q4	$3K	Buy	229 +25	+12%	+$379	﹤0.01%	891
2016 Q3	$3K	Buy	204 +48	+31%	+$719	﹤0.01%	923
2016 Q2	$2K	Hold	156	–	–	﹤0.01%	958
2016 Q1	$2	Buy	+156	New	+$2.06K	﹤0.01%	948

Other funds holding AIF

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

Penserra Capital Management's AIF Position: Q4 2017 in Review

Penserra Capital Management sold out of Apollo Tactical Income Fund Inc. (AIF) in Q4 2017, closing a stake of 192 shares — an estimated $3K sold.

Penserra Capital Management first reported a position in AIF in Q1 2016 and held it in 7 quarters. The position peaked at $6K in Q2 2017. 36 funds tracked by Wall St. Rank hold AIF as of Q4 2017.

Penserra Capital Management reported no remaining Apollo Tactical Income Fund Inc. position as of Q4 2017 after selling out during the quarter.
Penserra Capital Management sold 192 Apollo Tactical Income Fund Inc. shares in Q4 2017, an estimated $3K.
Penserra Capital Management first reported a position in Apollo Tactical Income Fund Inc. in Q1 2016 and held it in 7 quarters.
Penserra Capital Management's Apollo Tactical Income Fund Inc. position peaked at $6K in Q2 2017.
36 funds tracked by Wall St. Rank held Apollo Tactical Income Fund Inc. as of Q4 2017.

Based on Penserra Capital Management's 13F filing for Q4 2017, filed 7 Feb 2018.