Penserra Capital Management’s Advent Claymore Conv Sec & Incme AGC Stock Holding History

Penserra Capital Management’s Portfolio AGC Stock Details AGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-435	Closed	-$2K	–	625
2017 Q2	$2K	Sell	435 -20	-4%	-$124	﹤0.01%	513
2017 Q1	$2K	Sell	455 -53	-10%	-$324	﹤0.01%	543
2016 Q4	$2K	Buy	508 +56	+12%	+$313	﹤0.01%	908
2016 Q3	$2K	Buy	452 +108	+31%	+$621	﹤0.01%	946
2016 Q2	$2K	Hold	344	–	–	﹤0.01%	964
2016 Q1	$1	Buy	+344	New	+$1.75K	﹤0.01%	971

Other funds holding AGC

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Penserra Capital Management's AGC Position: Q3 2017 in Review

Penserra Capital Management sold out of Advent Claymore Conv Sec & Incme (AGC) in Q3 2017, closing a stake of 435 shares — an estimated $2K sold.

Penserra Capital Management first reported a position in AGC in Q1 2016 and held it in 6 quarters. The position peaked at $2K in Q2 2017. 39 funds tracked by Wall St. Rank hold AGC as of Q3 2017.

Penserra Capital Management reported no remaining Advent Claymore Conv Sec & Incme position as of Q3 2017 after selling out during the quarter.
Penserra Capital Management sold 435 Advent Claymore Conv Sec & Incme shares in Q3 2017, an estimated $2K.
Penserra Capital Management first reported a position in Advent Claymore Conv Sec & Incme in Q1 2016 and held it in 6 quarters.
Penserra Capital Management's Advent Claymore Conv Sec & Incme position peaked at $2K in Q2 2017.
39 funds tracked by Wall St. Rank held Advent Claymore Conv Sec & Incme as of Q3 2017.

Based on Penserra Capital Management's 13F filing for Q3 2017, filed 26 Oct 2017.