PenderFund Capital Management’s NEOPHOTONICS CORP NPTN Stock Holding History

PenderFund Capital Management’s Portfolio NPTN Stock Details NPTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-30,300	Closed	-$614K	–	205
2022 Q2	$614K	Buy	30,300 +9,900	+49%	+$151K	0.17%	54
2022 Q1	$388K	Buy	20,400 +12,100	+146%	+$184K	0.1%	62
2021 Q4	$161K	Buy	+8,300	New	+$109K	0.04%	70

Other funds holding NPTN

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

PenderFund Capital Management's NPTN Position: Q3 2022 in Review

PenderFund Capital Management sold out of NEOPHOTONICS CORP (NPTN) in Q3 2022, closing a stake of 30,300 shares — an estimated $614K sold.

PenderFund Capital Management first reported a position in NPTN in Q4 2021 and held it in 3 quarters. The position peaked at $614K in Q2 2022. 2 funds tracked by Wall St. Rank hold NPTN as of Q3 2022.

PenderFund Capital Management reported no remaining NEOPHOTONICS CORP position as of Q3 2022 after selling out during the quarter.
PenderFund Capital Management sold 30,300 NEOPHOTONICS CORP shares in Q3 2022, an estimated $614K.
PenderFund Capital Management first reported a position in NEOPHOTONICS CORP in Q4 2021 and held it in 3 quarters.
PenderFund Capital Management's NEOPHOTONICS CORP position peaked at $614K in Q2 2022.
2 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q3 2022.

Based on PenderFund Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.