PEAK6 Group’s Piper Sandler PIPR Stock Holding History

PEAK6 Group’s Portfolio PIPR Stock Details PIPR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-20,000	Closed	-$415K	–	4817
2018 Q1	$415K	Sell	20,000 -8,000	-29%	-$177K	﹤0.01%	2727
2017 Q4	$604K	Buy	+28,000	New	+$505K	﹤0.01%	2322
2017 Q3	–	Sell	-90,000	Closed	-$1.35M	–	4896
2017 Q2	$1.35M	Sell	90,000 -38,800	-30%	-$586K	0.01%	1676
2017 Q1	$2.06M	Buy	128,800 +102,400	+388%	+$1.81M	0.02%	1125
2016 Q4	$479K	Buy	+26,400	New	+$417K	﹤0.01%	2555
2014 Q4	–	Sell	-42,000	Closed	-$549K	–	5037
2014 Q3	$549K	Buy	+42,000	New	+$560K	﹤0.01%	2404
2014 Q2	–	Sell	-40,000	Closed	-$458K	–	5014
2014 Q1	$458K	Buy	+40,000	New	+$407K	﹤0.01%	2633
2013 Q4	–	Sell	-64,800	Closed	-$278K	–	5317
2013 Q3	$278K	Buy	64,800 +32,400	+100%	+$273K	﹤0.01%	3384
2013 Q2	$256	Buy	+32,400	New	+$272K	﹤0.01%	3402

Other funds holding PIPR

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

PEAK6 Group's PIPR Position: Q3 2017 in Review

PEAK6 Group sold out of Piper Sandler (PIPR) in Q3 2017, closing a stake of 21,552 shares — an estimated $323K sold.

PEAK6 Group first reported a position in PIPR in Q2 2013 and held it in 6 quarters. The position peaked at $1.33M in Q1 2014. 181 funds tracked by Wall St. Rank hold PIPR as of Q3 2017.

PEAK6 Group reported no remaining Piper Sandler position as of Q3 2017 after selling out during the quarter.
PEAK6 Group sold 21,552 Piper Sandler shares in Q3 2017, an estimated $323K.
PEAK6 Group first reported a position in Piper Sandler in Q2 2013 and held it in 6 quarters.
PEAK6 Group's Piper Sandler position peaked at $1.33M in Q1 2014.
181 funds tracked by Wall St. Rank held Piper Sandler as of Q3 2017.

Based on PEAK6 Group's 13F filing for Q3 2017, filed 14 Nov 2017.